Risk and Compliance Professional
4 weeks ago
Meridian Business Support is seeking a highly skilled Risk and Compliance Professional to join their team in Salisbury. The ideal candidate will have at least two years of experience in a risk and compliance capacity in a rapidly growing company, preferably in the financial services sector.
Main Responsibilities:
Risk Management:
- Support the risk control and assessment processes by collecting and organising data, performing risk assessments, root cause analysis, and helping to identify potential risks and vulnerabilities across various business units.
- Maintain and update the risk register, liaising with business units to ensure monitoring, remediation, and mitigation actions are completed in a proportionate and timely manner.
- Collaborate with the team to develop strategies and tactics for mitigating identified risks and enhancing the firm's overall risk management framework.
- Monitor and evaluate the effectiveness of the risk and compliance framework and policies, and recommend improvements as needed.
- Support the production of regular and ad-hoc risk management reports for senior management.
Compliance:
- Assist in the preparation, review, and maintenance of company policies, compliance documentation, and manuals, reports, and records.
- Ensure these documents are current and aligned with regulatory requirements and industry standards.
- Support the production of regular and ad-hoc reports to ensure awareness of regulatory issues for senior management.
- Horizon monitoring - keep abreast of changes in relevant regulations, industry standards, and best practices, providing timely updates on relevant developments and their potential impact on the Group.
- Assist in compliance monitoring activities within the Group to ensure processes and actions align with relevant regulations and internal policies.
Requirements:
- At least two years of experience in a risk and compliance capacity in a rapidly growing company, preferably in the financial services sector.
- Familiarity with GDPR, AML, TPR, FCA, HMRC, CIOT, and SRA requirements.
- Relevant professional qualifications such as ICA, IRM, or CISI are advantageous.
- It is ideal if you have worked within a SSAS or SIPP environment for at least two years.
This is a full-time role working hybrid (two office days a week) offering a salary circa £40,000 - £50,000 (dependent on skills and experience). The role also offers flexible working and a great benefits package.
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