Compliance Risk Specialist

3 days ago

Liverpool, Liverpool, United Kingdom Pontoon Full time
Compliance and Risk Analyst Role

Pontoon Solutions is an employment consultancy that puts expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more.

We are recruiting for a high-profile Banking client who is looking for a Compliance and Risk Analyst to join them for an initial 6-month contract. The role may have scope for extension.

Key Responsibilities:
  • Work with senior Control professionals to provide control testing, control and risk education, operational risk support, and regulatory support across the business.
  • Coordinate data gathering and research regarding policies and practices for senior colleagues.
  • Analyse control and risk management processes and create reports on issues and areas of improvement throughout the business.
  • Document existing control practices and procedures, and work with the business to understand the controls currently in place to minimise risk.
  • Assist in the documentation of evidence of successful and efficient performance of control and business recovery procedures.
Requirements:
  • Good understanding of the industry from a regulatory and operational perspective.
  • Working knowledge of the FCA, JFSC & CBI rules and regulations, as well as up-to-date knowledge of market practices and Exchange rules.
  • Good understanding of technical/functional knowledge as required for the role.
  • Direct experience or a good understanding of Compliance and Operational Risk requirements.
  • Strong understanding of KYC and AML risk.
Working Arrangements:

This is a hybrid working role, with a requirement to work from the client's Liverpool office at least 3 days a week. You will be required to be in office 5 days a week for the first few weeks whilst training commences.

Standard working hours with some flexibility where required.

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