Compliance Director

3 days ago


High Wycombe, Buckinghamshire, United Kingdom Broadgate Search Ltd Full time
Head of Compliance Opportunity

An exciting opportunity has arisen for a seasoned Compliance professional to join Broadgate Search Ltd as our Head of Compliance.

This newly created role reports directly to the Senior Management team and is responsible for leading the Compliance function, developing and implementing effective compliance strategies, and ensuring the firm's regulatory and compliance performance is robust and effective.

Key Responsibilities:

  • Provide strategic leadership and direction to the Compliance function, ensuring compliance with regulatory requirements and industry standards.
  • Develop and implement a comprehensive compliance strategy, including policies, procedures, and controls, to manage compliance and regulatory risks.
  • Act as a subject matter expert, providing guidance and support to the business on regulatory matters and ensuring compliance with relevant laws and regulations.
  • Oversee the development and deployment of a robust compliance monitoring plan, ensuring ongoing compliance reviews of core business activities and functions.

Requirements:

  • A proven track record of developing and implementing effective compliance strategies, with experience in managing compliance and regulatory risks.
  • Strong leadership and management skills, with the ability to provide strategic direction and guidance to the Compliance function.
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders across the business.
  • Knowledge of relevant laws and regulations, with the ability to provide expert guidance and support to the business.

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