Risk and Regulatory Lead
3 weeks ago
- Manage the Compliance Team: Oversee the Compliance team and coordinate regular management information to ensure seamless operations.
- Embed Consumer-Focused Governance: Ensure full compliance with the FCA's Consumer Duty by implementing consumer-focused governance across all levels.
- Risk Management: Keep up-to-date with developments that may affect the compliance and risk of the group.
- Regulatory Advice: Advise senior management in a timely manner of FCA-related and other regulatory issues.
- Operated as SM16: Operated as an SM16 within a wealth or financial planning environment.
- Strong Leadership Skills: Demonstrated good team leadership skills.
- Regulatory Expertise: Strong understanding of regulatory requirements, industry best practices, and emerging risks relevant to the wealth management sector.
Estimated Salary: £120,000 - £150,000 per annum, depending on experience and qualifications.
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Risk Management and Regulatory Affairs Expert
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Regulatory Risk Management Lead
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Technical Regulatory Specialist
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Regulatory Risk Director
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Regulatory Technical Analyst
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Regulatory Expert
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London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeAbout the Job:Vixio Regulatory Intelligence is looking for a seasoned Regulatory Expert to develop its premium technical compliance intelligence solution.The successful candidate will lead the creation of a cutting-edge technical compliance intelligence solution, expanding Vixio's coverage of legal and regulatory requirements for gambling operators and...
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Product Manager Lead
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London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeJob Description:We are seeking a highly skilled and motivated Product Manager to lead the development and go-to-market strategy for our new Regulatory Workflow SaaS Tool.The ideal candidate will have a deep understanding of regulatory requirements within the gambling and payments industries and a proven track record of bringing SaaS products to market.This...
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Regulatory Risk Manager
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Regulatory Risk Manager
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Regulatory Risk Manager
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Risk and Regulatory Manager
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Regulatory Risk Consultant
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London, Greater London, United Kingdom Nationwide Building Society Full timeRegulatory Risk Consultant Nationwide Building Society is seeking a Regulatory Risk Consultant to join our team. As a key member of our Retail Risk function, you will be responsible for providing regulatory risk expertise and ensuring the effective implementation of risk management strategies. This role involves working closely with business teams to...
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Regulatory Risk Professional
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London, Greater London, United Kingdom City Recruitment Associates Full timeCompany OverviewOur client, a world-leading independent offshore bank and trust company, provides specialized international financial services across multiple jurisdictions. We prioritize results, value relationships, and celebrate success. Job DescriptionWe are seeking a seasoned Regulatory Risk Professional to support our jurisdictional compliance teams in...
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Regulatory Risk Advisor
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Regulatory Risk Advisor
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London, Greater London, United Kingdom Plenitude Consulting Full timeAs a Regulatory Risk Advisor at Plenitude Consulting, you'll play a key role in helping our clients mitigate their regulatory risks. With a strong background in Financial Crime Compliance, you'll be able to identify potential risks and develop effective strategies to address them.You'll work closely with our team to provide expert advice on Financial Crime...
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Regulatory Risk Analyst
4 weeks ago
London, Greater London, United Kingdom CRU International Limited Full timeCandidates should have excellent analytical and problem-solving skills to excel in the position of Regulatory Risk Analyst at CRU International Limited.About the RoleWe are seeking an expert in risk management to lead our Compliance function and ensure that the company maintains a strong reputation for integrity and governance.Key Responsibilities:Developing...
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Regulatory Risk Manager
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London, Greater London, United Kingdom Ant Group Full timeJob Title: Regulatory Compliance SpecialistAbout Us:Ant Group is a leading digital innovation platform that powers global commerce. We deliver comprehensive payment and financial services solutions, enabling businesses to thrive. Our mission is to drive sustainable growth in global commerce through our four key businesses: Alipay+, Antom, WorldFirst, and...
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Regulatory Risk Management Portfolio Lead
4 weeks ago
London, Greater London, United Kingdom Lorien Full timeLorien's Insurance client team is seeking an experienced Regulatory Risk Management professional to take on the role of Portfolio Lead for a 6-month period. This is a key opportunity for someone with strong stakeholder management skills to make a meaningful contribution to the company's risk management strategy.Key ResponsibilitiesCollaborate with business...