Audit Compliance Officer

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Job OverviewThe Audit and Compliance Administrator role is an exciting opportunity to join our team at the National Audit Office. As a key member of our freedom of information and correspondence team, you will be responsible for supporting teams with advice and guidance, responding to telephone calls and emails, and managing copyright and reuse...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

We are looking for an Audit and Compliance Officer to support our client in Central London. As an experienced auditor, you will assist in conducting internal audits and assessments to ensure the effectiveness of internal controls, processes, and risk management practices.Your responsibilities will include monitoring adherence to company policies, ethical...

We have an exciting new opportunity for a Compliance Officer to join our dynamic Legal Consultancy Company, AJ FOX COMPLIANCE, based in Loughborough with hybrid flexibility.This role requires someone with strong written and communication skills, as well as knowledge of CQS, Lexcel, and SRA Regulations. Proven experience in compliance in the legal sector is...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

Cer Financial is a leading global insurance company seeking a highly experienced Internal Audit and Compliance Officer to join our team. As a member of our Internal Audit Team, you will play a critical role in ensuring the integrity of our financial systems and processes.About the PositionIn this role, you will be responsible for conducting thorough audits...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

Compliance Officer – Financial ServicesWe are recruiting a highly motivated Compliance Officer to join our team in St Albans. As a key member of the Compliance department, you will play a vital role in ensuring our company's compliance with all applicable laws and regulations.About the Position:Support the development and implementation of compliance...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job DescriptionThe National Audit Office is seeking a Senior IT Audit Manager to join its team. As a key member of the IT Audit department, you will be responsible for delivering high-quality IT audit engagements and contributing to the development of the team.Key Responsibilities:Supporting the IT Audit Director in developing the IT Audit strategy and...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Our client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...

Job Title: Compliance Officer - Audit & CredentialingCompany OverviewKing Edward VII's Hospital is a renowned private hospital dedicated to delivering exceptional patient care. We cultivate a culture of innovation, compassion, and collaboration, creating an environment where both patients and staff excel and feel supported.About the RoleWe are seeking a...

**Senior Audit Manager Role at National Audit Office**Job OverviewAs a Senior Audit Manager at the National Audit Office, you will play a vital role in delivering high-quality external audit work that supports effective accountability and scrutiny. You will manage engagement teams across a wide range of audits, covering complex financial reporting areas...