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Compliance Team Lead
1 month ago
Funds-Axis is a fast-growing Regulatory Technology (RegTech) business that combines deep regulatory knowledge with best-of-breed technology to deliver exceptional customer service to our clients and partners.
We provide investment compliance and regulatory reporting services to leading global asset managers, administrators, and depositary banks, catering to the increasing demand for technology solutions in the market.
In addition, we offer high-quality, low-cost information products to the asset management sector, including Global Exchanges and Global Disclosure.
Salary and BenefitsThe successful candidate can expect a strong remuneration package, which includes:
- A competitive salary of approximately £60,000 - £80,000 per annum, depending on experience
- Healthcare and life insurance
- Progressive maternity and paternity pay
- Travel opportunities
- Work with leading international finance companies
- A first-class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
We are seeking an experienced Compliance Team Lead - Investment Risk Expert to play a key role in embedding business controls and driving our continued development. The successful candidate will lead a team of professionals in ensuring that our operations are compliant with relevant regulations and laws.
You will work closely with the Head – Investment Compliance & Risk to implement effective risk management strategies and ensure that our business remains ahead of the curve in terms of regulatory requirements.
Required Skills and QualificationsTo be successful in this role, you will need:
- A degree in Finance, Economics, Business or Math's, with a minimum 2:1 classification
- 3-4 years of regulatory experience or technology experience
- Excellent client servicing and relationship management skills
- A masters degree or further studies in asset management fields
- Working knowledge of UCITS Investment Compliance or data analytics
- Project management experience
- Strong experience of coding and testing investment guidelines
In return for your hard work and commitment, we offer a range of benefits that include:
- A dynamic and supportive work environment
- Opportunities for career growth and professional development
- A chance to work with a talented and motivated team
- A comprehensive training package
- Access to industry-leading technology and tools