Control Group Director
4 hours ago
Morgan Stanley is seeking a highly skilled Control Group Analyst to join our team. As a Control Group Analyst, you will play a critical role in ensuring compliance with procedures designed to prevent conflicts of interest between Investment Banking and Sales & Trading, and Research activities conducted by the Firm.
Key Responsibilities:- Information Barriers/Conflict Management: Monitor the Firm's Investment Banking projects and maintain Watch List and Restricted List.
- Advice and Interpretation: Provide advice and interpretation of Morgan Stanley's policies and regulatory requirements.
- Other: Participate in regional and global system and IT development projects, participate in audits and Annual Compliance Review, update existing procedures, and develop new policies.
Requirements:
• Strong communication skills to present views to senior management and explain technical requirements.
• Ability to develop strong relations with business units and provide supervision of other staff.
• Experience of identifying, evaluating, and implementing improvements to increase the performance of the CG or improve risk management.
Flexible Work Statement:
Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Internal applicants can find out more regarding career navigation, mobility guidelines, and policy on our employee portal.
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Glasgow, Glasgow City, United Kingdom Illinois CPA Society Full timeJob Title: Control Group DirectorMorgan Stanley is seeking a highly skilled Control Group Director to join our team. As a key member of our organization, you will be responsible for ensuring compliance with procedures designed to prevent conflicts of interest between Investment Banking and Sales & Trading, and Research activities conducted by the Firm.Key...
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