Regulatory Compliance Expert

17 hours ago


Bracknell, Bracknell Forest, United Kingdom Signet Resources Full time
Job Summary:

We are seeking a highly skilled Regulatory Compliance Expert to join our team at Signet Recruitment and Retention. The successful candidate will be responsible for managing and delivering the operational Compliance and Risk function, ensuring all regulatory requirements are met through ongoing review of processes, procedures, and controls.

About the Role:

This is an exciting opportunity for a Compliance Risk Management Specialist to join our client in Bracknell. As a key member of the team, you will provide day-to-day advice and guidance on technical compliance matters, maintain knowledge of regulatory changes, and oversee the annual Compliance Monitoring Plan.

Key Responsibilities:
  • Manage and deliver the operational Compliance and Risk function to ensure all regulatory requirements are met.
  • Maintain knowledge of ongoing regulatory change and provide timely briefing notes to senior management as required.
  • Provide day-to-day advice and guidance on technical compliance matters.
  • Oversight of the annual Compliance Monitoring Plan, including regulatory reporting, sampling, and returns.
Your Profile:
  • Strong Regulatory Knowledge, ideally including CONC, PRIN, SYSC, DISP, SUP.
  • Industry experience within financial services, banking, loans, or insurance.
  • Ability to assess whether the application of regulatory rules and standards is appropriate.
  • Strong analytical skills and ability to develop an effective operational risk program.
What We Offer:
  • An estimated salary of £57,500 - £65,000 per annum, based on a 35-hour working week.
  • Hybrid working arrangements, with 3 days in the office and 2 days from home.


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