Compliance and Risk Management Expert
4 weeks ago
Signet Recruitment and Retention
Contract: Compliance and Risk Department Manager
Location: Bracknell, UK
Estimated Salary: £60,000 - £75,000 per annum (based on a 35-hour week)
About the RoleThe successful candidate will manage and deliver the operational Compliance and Risk function to ensure all regulatory requirements and guidance are met. This involves ongoing review of existing processes, procedures, and controls, with enhancements made as required.
- Main Responsibilities:
- Manage the operational Compliance and Risk function to ensure regulatory compliance
- Maintain knowledge of ongoing regulatory change and provide timely briefing notes to senior management and business areas as required
- Provide day-to-day advice and guidance to the business on technical compliance matters
- Oversight of the annual Compliance Monitoring Plan for the business, including regulatory reporting, sampling, and returns
- Deputise for the Head of Risk and Compliance and act as a designated contact point for the Financial Conduct Authority
- Design, implement, and embed an operational risk and control framework across the business
- Conduct compliance risk assessment processes to detect process gaps and inconsistencies
To be considered for this role, you should have:
- Strong Regulatory Knowledge, ideally including industry experience within financial services, banking, loans, or insurance
- Ability to assess whether the application of regulatory rules and standards is appropriate
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills
- Able to interpret regulatory rules and develop an effective operational risk program
This is an excellent opportunity to work with a thriving business based in Bracknell, where you will have the chance to make a real impact on their Compliance and Risk function.
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