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Compliance Officer

2 months ago

Chester, Cheshire, United Kingdom Page Personnel Full time
About the Role

We are seeking a highly skilled Compliance Officer to join our team at Page Personnel. As a Compliance Officer, you will play a key role in ensuring that our client adheres to all regulations, laws, and industry standards.

Key Responsibilities
  • Conduct formal compliance reviews according to company policies and procedures.
  • Take a best practice approach to collecting, assessing, and reporting on data to ensure regulatory compliance.
  • Report findings and work with management to implement plans to address any compliance issues.
  • Identify areas for improvement from a compliance perspective and provide recommendations for improvement.
  • Provide compliance advice and support to the business on compliance requirements.
  • Ensure that processes and policies are adhered to the correct regulatory requirements.
  • Represent the compliance function at governance forums and ensure that compliance is integrated into the organization's decision-making processes.
  • Research new rules and guidance, assess the implications on the business, and translate them into action through monitoring the implementation.
  • Ensure that all General Data Protection Regulation (GDPR) policies are applied and enforced.
  • Prevent financial crime by supporting the Money Laundering Reporting Officer (MLRO) to ensure that the correct frameworks are implemented and followed.
  • Oversight of financial crime structures such as Anti-Money Laundering (AML), fraud, counter-terrorism, etc.
Requirements
  • Studying towards, or full qualification, of a compliance, insurance, risk-related qualification.
  • Good understanding of the Financial Conduct Authority (FCA) sourcebooks and Prudential Regulation Authority (PRA) handbook, including ICOBS, COBS, DISP, SUP, Prod, APER, FIT.
  • Be proactive in approach, well-organized, and able to manage both routine and ad-hoc tasks.
  • Excellent communication skills.
  • Excellent analytical skills.
  • Experience of risk management and/or internal audit would be desirable.
What We Offer
  • A competitive salary.
  • 25 days holiday.
  • Company pension scheme.
  • Working from home 1-2 days a week.
  • Social events.
  • Healthcare.
  • Plus many more benefits.