Compliance Officer
3 weeks ago
Aimee Willow Connex Ltd: Senior Regulatory Compliance Role
The Head of Compliance will work closely with the Chief Risk & Compliance Officer to ensure the firm remains compliant with regulatory obligations.
Main Responsibilities:
- Collaborate with the Chief Risk & Compliance Officer to develop and implement compliance policies and procedures.
- Monitor and interpret regulatory changes to ensure their impact on the business is assessed and evaluated.
- Oversee projects to implement regulatory change and ensure policies and procedures are updated accordingly.
- Contribute to assessments to ensure the integrity of compliance policies and controls in place.
- Identify and remediate any compliance issues or risks.
- Provide reports to senior management on current and emerging risks and issues.
About the Role:
This role is ideal for a seasoned compliance professional who is passionate about ensuring the firm remains compliant with regulatory requirements.
The successful candidate will be a team player who is able to communicate effectively with stakeholders at all levels.
Aimee Willow Connex Ltd is a dynamic and fast-paced environment that is committed to excellence in all aspects of its business.
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