Compliance Officer

3 weeks ago


Chester, Cheshire, United Kingdom Aimee Willow Connex Ltd Full time

Aimee Willow Connex Ltd: Senior Regulatory Compliance Role


The Head of Compliance will work closely with the Chief Risk & Compliance Officer to ensure the firm remains compliant with regulatory obligations.


Main Responsibilities:



  • Collaborate with the Chief Risk & Compliance Officer to develop and implement compliance policies and procedures.
  • Monitor and interpret regulatory changes to ensure their impact on the business is assessed and evaluated.
  • Oversee projects to implement regulatory change and ensure policies and procedures are updated accordingly.
  • Contribute to assessments to ensure the integrity of compliance policies and controls in place.
  • Identify and remediate any compliance issues or risks.
  • Provide reports to senior management on current and emerging risks and issues.

About the Role:


This role is ideal for a seasoned compliance professional who is passionate about ensuring the firm remains compliant with regulatory requirements.


The successful candidate will be a team player who is able to communicate effectively with stakeholders at all levels.


Aimee Willow Connex Ltd is a dynamic and fast-paced environment that is committed to excellence in all aspects of its business.



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