Chief Compliance Officer
3 weeks ago
Reporting to the Chief Risk & Compliance Officer, we are seeking a seasoned compliance professional to lead our compliance efforts and ensure adherence to regulatory obligations.
About the Role:
- Lead compliance efforts across the firm, working closely with the Chief Risk & Compliance Officer to ensure adherence to regulatory obligations, including SMCR, Consumer Duty, and FSMA.
- Identify, monitor, and manage regulatory risks, ensuring all staff are aware of compliance procedures and policies.
- Provide input into product reviews, ensuring compliance with FCA standards and supporting new product development.
- Liaise with regulatory bodies, including the FCA, and manage all necessary reporting.
- Drive a strong compliance culture across the business and ensure staff meet training and competence requirements.
Requirements:
- Proven experience in a senior compliance role.
- Ability to manage complex regulatory requirements and guide business operations effectively.
About MERJE Ltd:
MERJE Ltd is a leading recruitment agency in the UK, specialising in financial services recruitment. We work with top financial institutions to find the best talent for their teams.
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