Head of Compliance and Risk Management

At MERJE, we are seeking a highly skilled Compliance Risk Management Professional to join our team on a permanent basis.The ideal candidate will have 5+ years of experience in compliance within an independent financial planning firm and hold Chartered or at least Diploma qualified (Level 4) with additional qualification in other advice areas a plus.Key...

Aimée Willow Connex seeks a seasoned Compliance Risk Manager to oversee the firm's compliance framework, ensuring adherence to regulatory requirements and fostering a positive compliance culture. Job Description:We are looking for a highly experienced professional with extensive knowledge of the relevant regulatory landscape, particularly FSMA, CCA, and FCA...

Head of Compliance MERJE is seeking a seasoned compliance professional to lead our regulatory efforts and shape the compliance culture of our dynamic financial services company. As Head of Compliance, you will play a pivotal role in ensuring our firm remains fully compliant with FCA regulations while fostering a robust compliance culture. You will work...

The RoleReporting directly to the Group Financial Controller, the Head of Risk and Internal Controls will be responsible for embedding a risk management framework and tools across the Group.Key deliverables include:Improving and developing risk processes and risk management platforms to manage, analyse and report risks.Overseeing and monitoring all risk...

Head of Compliance SMF16 Role SummaryOur client, a leading UK SME lender, is seeking a seasoned compliance leader to join their leadership team. As the Head of Compliance, you will play a pivotal role in ensuring the firm remains fully compliant with FCA regulations while fostering a robust compliance culture.Key Responsibilities:Lead compliance efforts...

Aimee Willow Connex Ltd: Senior Regulatory Compliance RoleThe Head of Compliance will work closely with the Chief Risk & Compliance Officer to ensure the firm remains compliant with regulatory obligations.Main Responsibilities:Collaborate with the Chief Risk & Compliance Officer to develop and implement compliance policies and procedures.Monitor and...

Compliance Leadership Role MERJE is seeking an experienced Compliance Leader to join their successful leadership team. As Head of Regulatory Oversight, you will be responsible for ensuring the firm remains fully compliant with FCA regulations while fostering a robust compliance culture. Key Responsibilities:Lead compliance efforts across the firm, working...

Head of ComplianceReporting to the Chief Risk & Compliance Officer, you will play a pivotal role in ensuring the firm remains fully compliant with FCA regulations while fostering a robust compliance culture.Key responsibilities include:Leading compliance efforts across the firm, working closely with the Chief Risk & Compliance Officer to ensure adherence to...

Head of Compliance RoleReporting to the Chief Risk & Compliance Officer, we are seeking a seasoned compliance professional to lead our compliance efforts and ensure adherence to regulatory obligations.About the Role:Lead compliance efforts across the firm, working closely with the Chief Risk & Compliance Officer to ensure adherence to regulatory obligations,...

**Head of Compliance Opportunity in Chester, UK**We are seeking a seasoned compliance professional to lead our compliance efforts as Head of Compliance. Located in the heart of Chester, this role offers an exciting opportunity to shape the compliance culture of a dynamic financial services company.**About the Role**The successful candidate will report...

A new opportunity has arisen for a Risk Management Specialist to join our team at Pontoon, a leading employment consultancy. We are seeking an experienced professional to support our clients in Chester and beyond.Key Responsibilities:Manage risk management processes, including issue and audit management, escalation, and reporting.Provide expert advice on...

Job Title: Information Security Senior Risk ManagerJob Overview:The Information Security Senior Risk Manager is a key role within the EMEA Regional Information Security Office, responsible for providing advisory and oversight on information security risks. This individual will work closely with senior leadership to define, implement, and deliver the overall...

Job Title: QHSE Manager - Compliance and Risk ExpertJob Summary:We are seeking a highly skilled QHSE Manager to join our team at TÜV Rheinland. As a QHSE Manager, you will be responsible for ensuring compliance with legislative requirements and developing appropriate QHSE standards and procedures for our business.Key Responsibilities:Compliance and...

**Job Description**Randstad Financial & Professional is seeking a highly skilled Risk Management Associate to join our team. As a Risk Management Associate, you will be responsible for identifying and managing risks associated with financial products.You will work closely with the Trading Desk, Credit & Market Risk, Regulatory Group, and RWA team to ensure...

A unique opportunity has arisen for a Business Control Specialist with a strong background in risk management to join a well-established team in Chester.Key Responsibilities:Provide advice to all Networks teams to ensure adherence to Enterprise Standards and Policies, and to all applicable Laws, Rules and Regulations.Take responsibility for all aspects of...

Aimee Willow Connex Ltd is seeking a Compliance Director to join its Core Management Team. The successful candidate will be responsible for ensuring the firm remains in compliance with its regulatory obligations, including SMCR, the Consumer Duty, and Relevant FSMA regulated activities.The Compliance Director will facilitate the building and/or...

Pontoon is recruiting for a Network Control Specialist to work in its Chester office, three days a week onsite. The successful candidate will be responsible for managing critical Network Services processes, procedures, controls, and metrics.We are looking for an experienced individual with a good understanding of compliance risks and compliance assessments,...

Pontoon Solutions is an employment consultancy dedicated to showcasing talents, skills, and unique experience in an inclusive environment that helps professionals thrive.A fantastic opportunity has become available for a Business Control Specialist with one of the world's leading financial institutions. Serving individuals, small- and middle-market...

Pontoon is seeking a highly skilled Business Risk Management Expert to join their team. As an Operational Risk Analyst, you will play a crucial role in proactively identifying, quantifying, prioritizing, and mitigating risks within the Currency, Commodities, & Derivatives Operations (CCDO) teams.About the Role:The ideal candidate will collaborate with senior...

Our client, a leading UK SME lender, is seeking a Compliance Director to join their leadership team. The successful candidate will play a pivotal role in ensuring the firm remains compliant with FCA regulations and fosters a robust compliance culture.Key Responsibilities:* Lead compliance efforts across the firm, working closely with the Chief Risk &...