Risk and Compliance Coordinator
1 week ago
The ideal candidate for this Risk and Compliance Coordinator position will have led an accreditation process for ISO 9001 and have proven experience leading compliance initiatives and managing compliance programs.
You will be responsible for conducting gap analysis, allocating resources effectively, and providing monthly progress reports on compliance areas.
We offer a competitive salary package, including $80,000 - $100,000 per annum, salary sacrifice pension, access to onsite gym facilities, enhanced leave policies, and private healthcare after two years at Prevail.
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Risk Governance
4 days ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Fire Risk Consultant
4 weeks ago
London, Greater London, United Kingdom Marlowe Software, Risk and Compliance Full timeFire Risk Assessor Job DescriptionWe are seeking a highly skilled Fire Risk Assessor to join our team at Marlowe Software, Risk and Compliance. As a Fire Risk Assessor, you will be responsible for conducting fire risk assessments and providing expert advice to our clients on fire safety and risk management.Key Responsibilities:Conduct fire risk assessments...
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Process Governance
1 month ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeProcess Governance & Standards Compliance LeadAre you looking for an opportunity to shape the QHSSE compliance framework for the whole of Business Area Wind of Vattenfall? In this unique role, you will be enabling operational improvements that will help to accelerate our mission to fossil-free living through the power of renewables.You will lead a team of...
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Compliance Risk Manager
6 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...
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Compliance Risk Analyst
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**Job Title:** Compliance Monitoring Analyst**Company:** Compliance Professionals**Job Summary:** We are seeking a Compliance Monitoring Analyst to join our team. The ideal candidate will have experience in second line compliance monitoring and a strong understanding of the global regulatory framework.Key Responsibilities:Conducting second line compliance...
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Compliance and Risk Analyst
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...
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Compliance Risk Management Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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Compliance Risk Analyst
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are looking for a skilled Risk and Compliance Analyst to support our team at AJ Fox Compliance in ensuring compliance with relevant regulations. This is a hybrid role with three days based in the office and two days working from home.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of...
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Compliance Risk Specialist
3 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...
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Compliance Risk Expert
1 week ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob SummaryWe are seeking a highly skilled Senior Risk and Compliance Analyst to join our AJ Fox Compliance team. This is an exciting opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including Anti-Money Laundering (AML) and conflicts management.The ideal candidate will have a...
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Risk and Compliance Manager
1 week ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeKey ResponsibilitiesConduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.Review conflict checks and manage queries from the Compliance team...
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Risk Management and Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...
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Compliance Specialist
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance ManagerAJ FOX COMPLIANCE is seeking a Compliance Manager to oversee risk and compliance management strategies and ensure that all policies, controls, and procedures meet regulatory standards.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm and a good working knowledge of relevant laws,...
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Compliance Risk Management Specialist
1 month ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at AJ Fox Compliance. This role offers a unique opportunity to develop expertise in compliance and risk management while contributing to key projects across the business.Prior experience within a legal risk and compliance environment is highly valued, along...
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Compliance Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleWe are seeking a skilled Compliance Risk Management Specialist to join our AJ FOX COMPLIANCE team in London. This is an exciting opportunity for someone looking to take on a wider role with broader responsibilities and greater exposure to various regulatory functions.Key Responsibilities:Act as a key point of contact for compliance queries,...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...
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Risk and Compliance Specialist
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a skilled Contracts Lawyer to join our team at AJ FOX COMPLIANCE.The ideal candidate will have excellent analytical, communication, and organisational skills.Responsibilities include liaising with stakeholders, assisting senior staff, reviewing policies and procedures, and providing advice on client terms and bid proposals.The successful...
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AML Compliance Risk Specialist
1 week ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob DescriptionWe are seeking a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance to join our team as a remote Compliance Officer at AJ Fox Compliance.In this role, you will be responsible for handling a broad range of compliance, conflicts, and AML issues, including the opportunity to handle escalations from...
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AML/Compliance Risk Manager
1 week ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSalary: £60,000 - £80,000 per annum, depending on experience.About the JobWe are seeking a Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.Key...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAt Compliance Professionals, we are seeking a highly skilled and experienced Compliance Risk Manager to join our team. This is an exciting opportunity for a seasoned professional to lead the onboarding of wealth management clients and ensure compliance with regulatory standards.About the RoleThis role involves leading a First Line team responsible for...