Compliance Officer

21 hours ago


Orpington, Greater London, United Kingdom James Frank Associates Full time

About James Frank Associates

We are a leading business in the Financial Services industry, seeking a highly skilled Compliance Analyst to join our team on a full-time, permanent basis.

As a Compliance Analyst at James Frank Associates, you will be responsible for checking technical pension reviews, abridged advice, and full advice reports to ensure compliance is maintained in line with standards and regulations.

The ideal candidate will have a minimum of 2 years' experience in a similar Compliance role in the Pensions sector, with strong Financial Services understanding and industry knowledge.

  1. Key Responsibilities:
  2. Compliance check Defined Benefit and safeguarded benefit pension reviews / TVAS reports for accuracy
  3. Understand the advice process and regulatory requirements
  4. Provide technical support and training to administration teams
  5. Oversee Defined Benefit transactions ensuring compliance standards are met
  6. Knowledge and understanding of the complaints handling process
Benefits:
  • A competitive salary of £40,000 - £55,000 per annum, depending on experience
  • Opportunity to work closely with Advisers and other teams within the department to ensure FCA regulations and standards are consistently met
  • Join a market leader at an exciting time of growth in their Compliance department


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