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Regulatory Compliance Specialist

4 weeks ago

City of Westminster, Greater London, United Kingdom Earle & Gomes Full time £45,000 - £55,000

Job Title: Regulatory Compliance Specialist

Job Summary:

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Earle & Gomes. As a key member of our compliance function, you will be responsible for ensuring that our investment management activities are in line with FCA rules and regulations.

Key Responsibilities:

  • Monitor and report on compliance with FCA rules and regulations
  • Implement and maintain effective compliance monitoring programs
  • Assist in the development and implementation of compliance policies and procedures
  • Provide training and support to staff on compliance matters
  • Collaborate with external consultants to ensure compliance with regulatory requirements

Requirements:

  • Minimum 2 years' experience in a compliance function
  • A level or equivalent/higher relevant qualifications
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills

What We Offer:

  • Competitive salary and benefits package
  • Opportunities for career growth and development
  • A supportive and dynamic working environment

How to Apply:

If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application, including your CV and a cover letter, to us.