Sales and Compliance Manager

2 days ago


York, York City, United Kingdom BWD Search & Selection Full time
About the Role

We are seeking a Sales and Compliance Manager to join our team at BWD Search & Selection. As a key member of our advisory team, you will be responsible for ensuring our advisers deliver outstanding client service while maintaining strict compliance with regulatory standards.

The successful candidate will have a strong background in sales and compliance, with experience in training and developing financial advisers. You will also have a deep understanding of FCA regulations and compliance frameworks.

In this role, you will have the opportunity to shape the future of financial advice by coaching and mentoring our advisers to achieve their potential. With a salary range of £65-£85k, this is an exciting opportunity to join a dynamic team and make a real impact in the financial industry.

Responsibilities:
  • Compliance Frameworks: Develop and maintain robust compliance frameworks, aligned with FCA regulations.
  • Adviser Training: Design and deliver training programmes to elevate adviser expertise.
  • Risk Management: Identify and escalate compliance risks, preparing detailed reports for senior leadership.

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