Compliance Risk Manager

6 days ago

Edinburgh, Edinburgh, United Kingdom Eden Scott Full time
Job Description

Eden Scott's client is seeking an experienced and detail-oriented Compliance Risk Manager to join their Compliance team in a dynamic and fast-paced environment. The successful candidate will play a critical role in ensuring that the company adheres to all regulatory requirements and internal policies.

Key Responsibilities:

Regulatory Compliance:

  • Monitor and interpret relevant regulatory developments, ensuring that the company remains compliant with all applicable laws and regulations (e.g., FCA, GDPR).
  • Develop and implement policies and procedures to ensure compliance with regulatory requirements.
  • Lead the preparation and submission of regulatory reports and filings.

Risk Management:

  • Conduct compliance risk assessments and develop strategies to mitigate identified risks.
  • Oversee the development and implementation of internal controls to manage compliance risks.
  • Monitor and report on the effectiveness of compliance controls.

Audit & Monitoring:

  • Conduct regular internal audits and compliance reviews to ensure adherence to company policies and regulatory requirements.
  • Coordinate with external auditors and regulatory bodies during inspections and audits.
  • Track and ensure the timely resolution of any compliance issues identified during audits.

Training & Education:

  • Develop and deliver training programs to educate employees on compliance-related matters, including regulatory changes and internal policies.
  • Provide guidance and support to other departments on compliance issues as needed.

Reporting & Communication:

  • Prepare and present compliance reports to senior management, highlighting key compliance risks and issues.
  • Liaise with external stakeholders, including regulatory authorities, auditors, and industry bodies.

Continuous Improvement:

  • Stay updated on industry best practices and emerging trends in compliance.
  • Recommend and implement improvements to the compliance program to enhance its effectiveness.

Requirements:

  • Minimum of 3-5 years of experience in a compliance role, preferably within the financial services industry.
  • Strong knowledge of UK and EU regulatory requirements, particularly FCA regulations and GDPR.
  • Experience with compliance monitoring, auditing, and risk assessment.

Skills:

  • Excellent analytical and problem-solving skills.
  • Strong attention to detail and the ability to work independently.
  • Excellent communication and interpersonal skills, with the ability to influence stakeholders at all levels.
  • Proficiency in Microsoft Office Suite and experience with compliance management software.

Benefits:

  • Competitive salary and bonus structure.
  • Comprehensive health and wellness benefits.
  • Pension plan.
  • Professional development opportunities.

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