Compliance Specialist

1 month ago

Reading, Reading, United Kingdom Signet Resources Full time
Compliance Officer Job Description

Signet Resources is seeking an experienced Compliance Officer to join our team in Bracknell. As a key member of our Compliance Team, you will play a vital role in ensuring our ongoing compliance with regulatory frameworks.

Main Responsibilities:
  • Support the Compliance Manager in ensuring that Signet Resources meets its legal and regulatory obligations.
  • Provide expert regulatory advice and guidance to the business on a range of compliance topics, including Consumer Duty, credit broking requirements, and Data Protection.
  • Undertake monitoring and testing activities to assess the effectiveness of regulatory and conduct risk control processes.
  • Produce written reports of monitoring outcomes and review findings.
  • Review and support the business to log breaches and incidents, ensuring accurate records are maintained.
  • Conduct root cause analysis on complaints, breaches, and incidents data to identify themes and emerging risks.
  • Assist with the collation of risk and compliance Management Information for reporting to senior management.
Candidate Requirements:
  • Detailed technical knowledge of FCA Handbooks, legislative frameworks, and industry best practice standards.
  • Previous experience working within a compliance and/or risk department of a FCA regulated company.
  • Practical understanding and experience of the FCA's expectations in relation to customer outcomes and treatment of vulnerable customers.
  • Ability to analyse and translate regulations into policies, processes, and procedures.
  • Ability to draft documents/reports to a high standard.

  • Water Hygiene Specialist

    1 week ago

    Reading, Reading, United Kingdom Total Environmental Compliance Full time

    We deliver a high-quality professional service that meets legislative requirements and provides a better overall value for money service to our customers.We are part of a leading provider of specialist services to the construction and FM sectors, delivering a full range of specialist building services from one roof.To ensure efficiency and alignment with our...

  • Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Bottomline Full time

    Transform Business Payments and Cash Management with BottomlineAt Bottomline, we're on a mission to revolutionize the way businesses pay and get paid. As a global leader in business payments and cash management, we're seeking a talented Compliance Specialist to join our team.Role OverviewThe Compliance Specialist will play a critical role in ensuring that...

  • Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Bottomline Full time

    Transform Business Payments and Cash Management with BottomlineAt Bottomline, we're on a mission to revolutionize the way businesses pay and get paid. As a global leader in business payments and cash management, we're seeking a talented Compliance Specialist to join our team.Role OverviewThe Compliance Specialist will play a critical role in ensuring that...

  • Regulatory Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a Regulatory Compliance Specialist, you will play a critical role in ensuring that our clients' businesses operate within the bounds of regulatory requirements.Key Responsibilities:Develop and implement effective...

  • Regulatory Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a Regulatory Compliance Specialist, you will play a critical role in ensuring that our clients' businesses operate within the bounds of regulatory requirements.Key Responsibilities:Develop and implement effective...

  • VAT Compliance Specialist

    4 days ago

    Reading, Reading, United Kingdom BDO UK Full time

    Unlock Your PotentialWe're BDO, a leading accountancy and business advisory firm, dedicated to helping entrepreneurial organisations thrive in today's changing world.Our Indirect Tax business is growing rapidly, and we're seeking a skilled VAT Compliance Specialist to join our team. As a VAT Compliance Specialist, you'll have the opportunity to work with a...

  • Regulatory Compliance Specialist

    5 days ago

    Reading, Reading, United Kingdom Forward Role Full time

    Regulatory Compliance SpecialistForward Role is seeking a skilled Regulatory Compliance Specialist to provide regulatory compliance support to help the firm meet risk mitigation goals and deliver positive customer outcomes.Key ResponsibilitiesDeliver comprehensive compliance support to ensure the firm meets regulatory requirements.Identify trends and...

  • Regulatory Compliance Specialist

    4 weeks ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistJoin Clayton Davies, a highly successful firm operating in the Wealth Management space, as a Regulatory Compliance Specialist. This role is responsible for providing Compliance support to a list of directly authorised businesses.Key Responsibilities:Prepare and deliver comprehensive and practical Compliance Support...

  • Regulatory Compliance Specialist

    4 weeks ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistJoin Clayton Davies, a highly successful firm operating in the Wealth Management space, as a Regulatory Compliance Specialist. This role is responsible for providing Compliance support to a list of directly authorised businesses.Key Responsibilities:Prepare and deliver comprehensive and practical Compliance Support...

  • Auditor/Compliance Specialist

    3 weeks ago

    Reading, Reading, United Kingdom Environment Agency Full time

    Environmental Compliance SpecialistWe are seeking a highly motivated and detail-oriented Environmental Compliance Specialist to join our team at the Environment Agency. As a key member of our Packaging South field team, you will play a crucial role in ensuring that companies are disposing of their waste correctly and in compliance with government...

  • Auditor/Compliance Specialist

    3 weeks ago

    Reading, Reading, United Kingdom Environment Agency Full time

    Environmental Compliance SpecialistWe are seeking a highly motivated and detail-oriented Environmental Compliance Specialist to join our team at the Environment Agency. As a key member of our Packaging South field team, you will play a crucial role in ensuring that companies are disposing of their waste correctly and in compliance with government...

  • Regulatory Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Field Based Compliance ConsultantAt Clayton Davies, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a Field Based Compliance Consultant, you will play a crucial role in providing Compliance support to our directly authorised businesses.Key Responsibilities:Compliance Support Services: Prepare and deliver...

  • Regulatory Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Field Based Compliance ConsultantAt Clayton Davies, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a Field Based Compliance Consultant, you will play a crucial role in providing Compliance support to our directly authorised businesses.Key Responsibilities:Compliance Support Services: Prepare and deliver...

  • Regulatory Compliance Specialist

    2 weeks ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a key member of our Compliance function, you will play a vital role in ensuring our clients meet regulatory requirements and maintain high standards of compliance.Key Responsibilities:As a Regulatory Compliance Specialist, you will be...

  • Regulatory Compliance Specialist

    2 weeks ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a key member of our Compliance function, you will play a vital role in ensuring our clients meet regulatory requirements and maintain high standards of compliance.Key Responsibilities:As a Regulatory Compliance Specialist, you will be...

  • Regulatory Compliance Specialist

    2 weeks ago

    Reading, Reading, United Kingdom Clayton Davies Full time

    Job OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a key member of our Compliance function, you will play a vital role in ensuring our clients' businesses operate within the regulatory framework.Key ResponsibilitiesDeliver comprehensive Compliance Support Services to clients, ensuring they...

  • Regulatory Compliance Specialist

    2 weeks ago

    Reading, Reading, United Kingdom https:www.broadgatestaffing.comsitemap Full time

    As a Regulatory Compliance Specialist, you will play a key role in delivering support in regulatory compliance services to produce positive outcomes for customers.Key ResponsibilitiesStay up-to-date with the latest regulatory requirements and ensure compliance with all relevant laws and regulations.Provide effective compliance support services to clients,...

  • Regulatory Compliance Specialist

    5 days ago

    Reading, Reading, United Kingdom Broadgate Full time

    At Broadgate, we are seeking a Regulatory Compliance Specialist to deliver support in regulatory compliance services, producing positive outcomes for customers.Key ResponsibilitiesStay up-to-date with technical knowledge of regulationsProvide an effective Compliance Support ServiceSupport customers in training and/or meetings, representing the business in a...

  • HR Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Bottomline Full time

    Transform Business Payments and Cash Management with BottomlineAre you ready to drive impactful results for our customers? Bottomline is a global leader in business payments and cash management, with over 30 years of experience and moving more than $10 trillion in payments annually.Role: HR Compliance SpecialistThe HR Compliance Specialist plays a critical...

  • HR Compliance Specialist

    1 month ago

    Reading, Reading, United Kingdom Bottomline Full time

    Transform Business Payments and Cash Management with BottomlineAre you ready to drive impactful results for our customers? Bottomline is a global leader in business payments and cash management, with over 30 years of experience and moving more than $10 trillion in payments annually.Role: HR Compliance SpecialistThe HR Compliance Specialist plays a critical...