Financial Services Regulatory Specialist
3 weeks ago
Company Overview
We are a leading International law firm seeking a Senior Associate to join our Financial Services Regulatory team in London. Our focus is on FinTech, payments & digital assets practice.
About the Role
We require a qualified UK lawyer with 5 years PQE (or more) with experience of Fintech, payments, e-money or digital asset regulation, or else with experience in investment services regulation & financial market infrastructure.
Key Responsibilities
- Lead projects for clients, focusing on regulatory aspects for FinTech, payments, e-money and digital assets.
- Manage junior resources, providing guidance and support in complex regulatory matters.
- Oversee applications to the FCA, advising clients on the regulatory requirements for their operations in the UK.
- Cross-border surveys and advise on accompanying rules and regulations.
- Draft legal documents, including regulatory advice, authorisation applications, and compliance frameworks.
- Engage with financial market infrastructure matters, providing advice where necessary.
Requirements
- Qualified UK lawyer with 5 years PQE (or more)
- Experience of Fintech, payments, e-money or digital asset regulation, or else with experience in investment services regulation & financial market infrastructure
Benefits
The salary for this role is £140K - £165K + benefits and bonus hybrid. The location is Hybrid (London).
-
Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeRegulatory Affairs Specialist Job Summary:We are seeking an experienced Regulatory Affairs Specialist to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary...
-
Regulatory Reporting Expert
1 week ago
London, Greater London, United Kingdom Bruin Financial Full timeJoin our client's dynamic and supportive team as a Regulatory Reporting Expert. As a Finance Manager, you will play a key role in managing regulatory reporting for a niche business line, supporting the monthly financial and statutory reporting.You will be responsible for preparing monthly financial reports for business leaders, analysing financial data, and...
-
Financial Services Regulatory Specialist
3 days ago
London, Greater London, United Kingdom Australian Investors Association Full timeFinancial Services Regulatory SpecialistWe are seeking an experienced Regulatory Specialist to join our Compliance team in London, responsible for providing expert advice on regulatory matters affecting our Global Financing and Credit Trading platform. As a key member of the team, you will work closely with our GFCT businesses to ensure adherence to...
-
Senior Financial Services Regulatory Specialist
3 weeks ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeWe are seeking a Senior Financial Services Regulatory Specialist to join our team at Lipson Lloyd-Jones.This role will involve advising banks, investment firms, asset managers, market infrastructure providers and other financial institutions on financial services law and regulation, including all major UK/EU regulatory regimes.The ideal candidate will have...
-
Regulatory Specialists
2 weeks ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeWe are partnering with a pioneering RegTech Consultancy to recruit highly skilled Regulatory Specialists - Financial Services. The ideal candidate will possess strong expertise in regulatory compliance and a passion for staying up-to-date on industry developments.This is a fantastic opportunity to work with a forward-thinking company that is shaping the...
-
Financial Services Regulatory Specialist
3 weeks ago
London, Greater London, United Kingdom IDEX Consulting Full time**About the Role:**We are seeking a highly motivated Lawyer to join our dynamic team in London. As a Financial Services Regulatory Specialist, you will play a key role in advising clients on a wide range of financial services regulatory matters.The ideal candidate will have a proven track record of advising clients on complex regulatory issues, including...
-
Financial Services Regulatory Specialist
1 week ago
London, Greater London, United Kingdom Ocorian Full timeAbout the Role:As a Financial Services Regulatory Specialist, you will play a crucial part in helping our clients navigate complex regulatory obligations. You will have relevant experience dealing with compliance within investment firms, including AIFMs and MIFID firms.We are looking for an individual who has a strong understanding of financial regulations...
-
Financial Services Regulatory Specialist
3 days ago
London, Greater London, United Kingdom Pembury Legal Full timeJob OpportunityPembury Legal seeks a seasoned Financial Services Regulatory Specialist to join our dynamic team. As a key member, you will contribute to shaping the future of financial regulation by supporting one of our most prominent practices.Key Responsibilities:Stay abreast of regulatory developments and share insights with the team.Draft technical...
-
London, Greater London, United Kingdom Jameson Legal Full timeAt Jameson Legal, we are seeking a highly experienced Senior Financial Services Regulatory Specialist to join our Financial Services Regulatory team in London. This is an exciting opportunity for a skilled lawyer who wants to make their mark in a well-established and stable practice.This role offers the chance to lead on client matters, working alongside the...
-
Financial Services Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeJob Title: Financial Services Regulatory SpecialistAbout the Company:IDEX Consulting Ltd is a leading provider of advice, investment platforms, multi-asset investment solutions, and discretionary fund management. With a trusted history of over 250 years, we ensure our clients' investments are managed with precision and foresight.Salary and Benefits:Salary up...
-
Financial Services Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom MERJE Full timeRegulatory Specialist RoleWe are seeking an experienced Regulatory Specialist to join our team in the West Midlands, working with a leading Financial Services organisation.This role involves deputising for the head of department, ensuring compliance and strategic foresight in a dynamic regulatory environment. Key responsibilities include:Primary point of...
-
Financial Services Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom Pembury Legal Full timeWe are looking for a talented Financial Services Regulatory Specialist to join our team at Pembury Legal. In this role, you will play a pivotal part in managing and developing the team's knowledge resources, supporting business development initiatives, and delivering high-quality training. The successful candidate will have a strong academic background, a...
-
Regulatory Specialist in Financial Services
2 weeks ago
London, Greater London, United Kingdom Career Legal Full timeAbout the Role">Career Legal is seeking a highly experienced Regulatory Specialist to join our Financial Services team. This role offers a unique opportunity to work on complex matters in a dynamic environment with a strong focus on regulatory compliance.The successful candidate will handle legal matters, lead client relationships, and mentor junior fee...
-
Financial Services Regulatory Specialist
4 days ago
London, Greater London, United Kingdom Dentons Canada Full timeJob Summary:We are seeking a talented Financial Services Regulatory Specialist to join our team. This is an exciting opportunity to work with a market-leading team advising on environment and ESG, climate change, sustainability, health and safety, and product liability.The ideal candidate will have strong academic record, English law legal knowledge gained...
-
Financial Regulatory Specialist
1 month ago
London, Greater London, United Kingdom Moody's Full timeJob Overview: We are seeking a highly skilled Financial Regulatory Specialist to join our team at Moody's. This role will be responsible for assisting the Compliance Department in developing and implementing the company's compliance program.Key Responsibilities:Providing day-to-day business advisory services in the regionSupporting responses to regulatory...
-
Financial Services Regulatory Specialist
4 weeks ago
London, Greater London, United Kingdom Ryder Reid Legal Limited Full timeRyder Reid Legal Limited is a leading recruitment specialist connecting legal talent with top law firms globally. We are currently seeking a highly skilled Financial Services Regulatory Specialist to join our team on a rolling 6-month contract basis.The ideal candidate will have previous paralegal experience, preferably in a regulatory, fund structuring or...
-
Financial Regulatory Specialist
4 days ago
London, Greater London, United Kingdom Marex Spectron Full timeJob Title:Financial Regulatory SpecialistCompany Overview:Marex Spectron is a leading global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.Salary:$80,000 - $110,000 per year, depending on experience.Job Description:Daily monitoring and problem...
-
Financial Services Regulatory Specialist
4 days ago
London, Greater London, United Kingdom Taylor Root Dusseldorf Full timeWe are seeking a skilled Financial Services Regulatory Specialist to join our team in London.The ideal candidate will have a deep understanding of anti-money laundering regulations and be able to provide expert advice on complex financial crime matters.Responsibilities:Serve as a key contact for AML and financial crime queries.Develop and implement effective...
-
Regulatory Lawyer
3 weeks ago
London, Greater London, United Kingdom Noble Legal Limited Full timeAbout UsNoble Legal Limited is a highly regarded law firm that provides expert advice on financial services regulation to a wide range of clients.Job SummaryWe are seeking an experienced Financial Services Regulatory Specialist to join our team.ResponsibilitiesDevelop and deliver training programs for the team on financial regulation.Stay up-to-date on...
-
Regulatory Affairs Specialist
4 days ago
London, Greater London, United Kingdom Eagleston Financial Group Full timeWe are Eagleston Financial Group, a leading financial institution that takes pride in delivering innovative solutions to our clients.Our Regulatory Affairs team is at the forefront of ensuring compliance with global regulations, and we're seeking an experienced professional to join our team as a Regulatory Affairs Specialist.This role will be instrumental in...