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Global Head of Legal and Compliance

2 months ago


London, Greater London, United Kingdom Symes Collins Full time
Job Description

Job Title: Global Head of Legal and Compliance

Job Type: Full-time

Industry: Financial Services

Company: Symes Collins

Location: London

Job Type: Hybrid (office and remote work)

Salary: £180K - £220K + Bonus & Benefits

Job Description:

Job Summary:

We are seeking a highly experienced and skilled Global Head of Legal and Compliance to join our team at Symes Collins. As a key member of our leadership team, you will be responsible for providing strategic legal advice and guidance to our business, ensuring compliance with all relevant laws and regulations.

Key Responsibilities:

  • Management of the group legal function, including creating a global legal framework and developing all group procedures.
  • Overseeing the Global compliance team and programme, advising the senior management team on all UK Compliance obligations & requirements.
  • Provision of reactive and pro-active legal advice to Group on all matters, including regulatory, corporate, litigation, employment, IT, IP, DPA and general commercial issues.
  • Development and delivery of strategic legal risk management initiatives, ensuring the Group's business activities comply with applicable laws and regulations.
  • Implementation and development of legal strategy and plans.
  • Creation of effective global organizational structure for the Group, ensuring the opening of new legal entities within the Group in accordance with corporate interests and local regulations.
  • Advising on offshore fund structures.
  • Development of commercial and internal documents and contracts, including review of all incoming legal documents from external partners.
  • Assisting in preparation of legal, risk and compliance-related supporting documentation and materials for Group & UK Board meetings.

Requirements:

  • 10+ years PQE as a lawyer.
  • At least 5 years in an In-House Legal role (or similar combined role) gained with a Global Asset Management business.
  • Significant FCA Compliance experience, with a good knowledge of the relevant UK rules and regulations applicable to UK Asset Management business (including FSMA, AIFMD & MiFID II).

What We Offer:

A fantastic opportunity to join a hugely successful global asset manager in a very visible and influential role, with the chance to build and develop the department & team as you see fit, whilst the underlying business is seeing significant growth and is well placed because of its product focus to continue to grow.