Regulatory Oversight Specialist

23 hours ago

Manchester, United Kingdom THE BANK OF NEW YORK MELLON CORPORATION Full time
Job Title: Asset Servicing Regulatory Oversight Specialist, Vice President

At BNY Mellon, we're seeking a highly skilled and experienced Asset Servicing Regulatory Oversight Specialist, Vice President to join our Asset Servicing Regulatory team. This role is located in Manchester, UK - HYBRID.

About the Role:

This is a critical role that requires a deep understanding of regulatory requirements and a strong ability to analyze and interpret complex data. As an Asset Servicing Regulatory Oversight Specialist, Vice President, you will be responsible for analyzing existing legislation, regulatory announcements, and industry practices to ensure compliance with laws, rules, and regulations. You will also support the business in developing adequate processes to meet compliance requirements and implement plans to ensure compliance.

Key Responsibilities:
  • Analyze existing legislation, regulatory announcements, and industry practices for first line of defense compliance requirements.
  • Support the business to develop adequate processes to meet compliance requirements. Implement plans to ensure compliance with laws, rules and regulations and manage risk.
  • Review the articulation of controls and how they mitigate regulatory risks and contribute to the development of actions plans to address control weakness / enhancements
  • Supports complex change projects and provides insight on implementation of regulation and process improvements
  • Manage the Senior Management Regime framework (SMR) for UK Asset Servicing and drive the agenda/collate material for the associated governance meetings
  • Own the framework for regulatory control including evidencing compliance, supporting the senior manager and certified staff in meeting their obligations and working to continuously enhance the control environment
  • Represent the business in legal entity control forums
  • Assists business unit managers in response to reports issued by regulatory agencies or audit
  • Partner and influence senior management, both within ASD and other LOBs to ensure ongoing compliance, as well as legal, risk and compliance at all levels on any regulatory matter with presence and credibility
  • Investigate breaches to identify root cause and actions needed to reduce the risk of recurrence
Requirements:
  • Experience handling / managing complex documentation and business workflow
  • Process oriented "change agent" mindset
  • Ability to review, challenge and improve control processes, identifying data driven solution and opportunities for automation
  • Ability to think and execute quickly in a fast-moving environment with proper risk lens and balance
  • Ability to manage, work with and influence across the organization including senior management
  • Ability to work under time constraints
  • Excellent communication skills both written and oral.
  • Demonstrated problem solving and analytical ability applied to regulatory matters
  • Experience of either regulatory analysis or legal analysis in the financial services space would be considered a plus.
  • Strong interpersonal skills, influencing skills, control focus.
  • Must have ability to deal effectively with senior managers.
About BNY Mellon:

BNY Mellon is a global financial services company that provides investment management, securities servicing, and wealth management services to institutions and individuals. We are committed to diversity, equity, and inclusion and offer a range of benefits and programs to support our employees' well-being and career development.

We are an equal opportunities employer and welcome applications from all qualified candidates. If you are interested in this role, please submit your application through our website.

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