Senior Associate, Regulatory Oversight Management

6 months ago

Manchester, United Kingdom The Bank of New York Mellon Corporation Full time

Senior Associate, Regulatory Oversight Management

**_Bring your ideas. Make history. _**
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what **#LifeAtBNYMellon **is all about.

We’re seeking a future team member for the role of Senior Associate, Regulatory Oversight Management to join our CCM team. This role is located in Manchester, HYBRID

**In this role, you’ll make an impact in the following ways**:

- Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies.
- Works on existing and proposed legislation, regulatory announcements, industry practices
- Performs impact assessments and gap analysis for CCM products
- Runs projects to implement change required to meet regulatory compliance including stakeholder meetings, program documentation, progress tracking, risk assessments, escalation of issues
- Facilitates and monitors implementation into BAU : assists with the development of new flows, the writing of procedures, training of staff, act as SME
- Performs research, relevant information and transactions that warrant further investigation.
- Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters
- Provides oversight and performs coordinator role for regulatory regimes and control framework where applicable to the business (including Complaints, Low Priced Securities, Policies and Procedures and Knowledge).
- This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing.
- Strong oral and written communication skills and the ability to implement compliance policies and procedures.
- Verify practices against straightforward policies, with moderate supervision.
- Document findings for management reports.
- Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defense compliance with policies.
- No direct reports.
- Contributes to the achievement of the team.
- Works on projects of limited size and levels of complexity

**To be successful in this role, we’re seeking the following**:

- Bachelors degree or the equivalent combination of education and experience is required.
- Advanced/graduate degree preferred.
- Sufficient work experience preferred.

**At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards**:

- Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
- Bloomberg’s Gender Equality Index (GEI)
- Human Rights Campaign Foundation, 100% score Corporate Equality Index
- Best Places to Work for Disability Inclusion, Disability: IN - 100% score
- 100 Best Workplaces for Innovators, Fast Company
- CDP’s Climate Change ‘A List’

**Our Benefits**:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Human Resources - MyHR

Information Classification: Internal Use only

**BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.**

**Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

  • Regulatory Risk Oversight Associate

    1 day ago

    Manchester, United Kingdom Natwest Full time

    Join us as a Regulatory Risk Oversight Associate In this role, you'll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safe You'll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessment You can expect to enjoy a...

  • Regulatory Risk Oversight Associate

    4 days ago

    Manchester, United Kingdom CV-Library Full time

    Join us as a Regulatory Risk Oversight Associate In this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safe You’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessment You can expect...

  • Regulatory Risk Oversight Associate

    4 days ago

    Manchester, United Kingdom NatWest Full time

    Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safe You’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessment You can expect to enjoy a...

  • Regulatory Risk Oversight Associate

    3 days ago

    Manchester, United Kingdom NatWest Full time

    Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safeYou’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessmentYou can expect to enjoy a...

  • Senior Associate, Regulatory Oversight Management

    6 months ago

    Manchester, United Kingdom The Bank of New York Mellon Corporation Full time

    Senior Associate **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of...

  • NatWest | Regulatory Risk Oversight Associate

    2 days ago

    manchester, United Kingdom NatWest Full time

    Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safeYou’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessmentYou can expect to enjoy a...

  • Regulatory Risk Oversight Manager

    3 days ago

    Manchester, United Kingdom Natwest Full time

    Join us as a Regulatory Risk Manager In this key role, you'll support NatWest Markets (NWM) in providing customers with commercially viable products that will meet their needs and keep the bank safe You'll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy...

  • Regulatory Risk Oversight Manager

    4 days ago

    Manchester, United Kingdom NatWest Full time

    Join us as a Regulatory Risk ManagerIn this key role, you’ll support NatWest Markets (NWM) in providing customers with commercially viable products that will meet their needs and keep the bank safe You’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy...

  • Regulatory Oversight Professional

    7 days ago

    Manchester, United Kingdom BNY Mellon Full time

    We're seeking an experienced Regulatory Oversight Professional to join our UK Compliance Team in Manchester. In this role, you'll collaborate with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior...

  • Regulatory Oversight Specialist

    2 days ago

    Manchester, United Kingdom GET STAFFED ONLINE RECRUITMENT LIMITED Full time

    Estimated Salary: £90,000 per annum. Our client is seeking a skilled Regulatory Oversight Specialist to join the Independent Football Regulator in its shadow form. The successful candidate will play a crucial role in developing the supervision function within the new organisation, building capability and operational processes necessary for effective...

  • Director of Regulatory Oversight

    3 days ago

    Manchester, United Kingdom GET STAFFED ONLINE RECRUITMENT LIMITED Full time

    Role SummaryWe are seeking a Director of Regulatory Oversight to join our team at GET STAFFED ONLINE RECRUITMENT LIMITED. The successful candidate will play a crucial role in developing the supervision function within our organisation, building capability and the operational processes and controls necessary to ensure effective oversight of regulated...

  • Regulatory Oversight Lead

    5 days ago

    Manchester, United Kingdom Get Staffed Online Recruitment Limited Full time

    The Independent Football Regulator is seeking a skilled Regulatory Oversight Lead to join its team in Manchester. As the new head of supervision, you will be responsible for ensuring effective oversight of football clubs within the scope of the new regulatory framework. This role requires strong leadership skills, with the ability to build capability and...

  • Regulatory Oversight and Control Specialist

    1 month ago

    Manchester, United Kingdom BNY Full time

    Job SummaryBNY is seeking a highly skilled Regulatory Oversight and Control Specialist to join our Reconciliations Regulatory Oversight and Control Team in Manchester. As a key member of the team, you will play a crucial role in enhancing and expanding regulatory oversight and control framework for the department.

  • Regulatory Oversight Specialist

    1 week ago

    Manchester, Greater Manchester, United Kingdom CV-Library Full time

    Role Description:The Compliance Team Leader will be responsible for ensuring the Property Management Compliance team adheres to various legal, regulatory, and internal policies. This involves managing a team of four compliance specialists, overseeing audit processes, and site audits. Additionally, the candidate will be responsible for managing client money...

  • Regulatory Affairs Manager

    1 week ago

    Manchester, United Kingdom AJ Bell Management Limited Full time

    AJ Bell Management Limited is seeking an experienced Regulatory Affairs Manager to join our team.About the RoleThe successful candidate will be responsible for providing input into product governance, engagement with product teams, regulatory projects, operational change, and oversight of financial promotions.Key ResponsibilitiesWork with senior stakeholders...

  • Risk Oversight Manager

    2 days ago

    Manchester, United Kingdom NatWest Full time

    About the RoleWe are looking for a talented Regulatory Risk Oversight Associate to join our team at NatWest Markets.In this role, you will be responsible for monitoring and maintaining regulatory compliance, executing and risk assessing regulatory interpretations and business impacts of new and existing regulations, and identifying control and policy gaps...

  • Regulatory Affairs Lead

    8 hours ago

    Manchester, United Kingdom AJ Bell Management Limited Full time

    About the RoleWe are a fast-growing investment platform business in the UK offering an award-winning range of solutions that caters for everyone. We are currently looking for a Regulatory Affairs Lead to join our team at AJ Bell Management Limited.The successful candidate will be responsible for overseeing the maintenance of the Senior Manager and...

  • Asset Servicing Regulatory Oversight Specialist, Vice President

    7 months ago

    Manchester, United Kingdom THE BANK OF NEW YORK MELLON CORPORATION Full time

    Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...

  • Specialist – Regulatory Affairs PPP

    2 months ago

    Manchester, United Kingdom VRS Regulatory Full time

    An opportunity to join the Regulatory Affairs team at an R&D focussed global PPP company. You will:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy Become the subject matter expert on the regulations/guidelines in your territory. As a regulatory Specialist, you will develop regulatory strategy...

  • Regulatory Affairs Specialist

    4 weeks ago

    Manchester, United Kingdom AJ Bell Management Limited Full time

    AJ Bell Management Limited invites applications for a Regulatory Affairs Specialist position. As part of this role, you will work with the Senior Compliance Manager to provide input into product governance, engage with product teams, and oversee financial promotions.About the RoleProviding input into the Product Governance framework in line with FCA...