Regulatory Affairs Specialist

1 day ago


Manchester, United Kingdom AJ Bell Management Limited Full time

AJ Bell Management Limited invites applications for a Regulatory Affairs Specialist position. As part of this role, you will work with the Senior Compliance Manager to provide input into product governance, engage with product teams, and oversee financial promotions.

About the Role
  • Providing input into the Product Governance framework in line with FCA regulation.
  • Assisting the Senior Compliance Manager in embedding Consumer Duty across the business.
  • Maintaining oversight of FCA use of powers of product and financial promotions intervention.

The ideal candidate will have previous experience in compliance, knowledge of CASS rules, and a strong understanding of asset management regulations. They will also possess effective planning, organisational, and time management skills.

Why Join Us?
  • Salary: £55,000 - £75,000 per annum, based on experience.
  • Benefits: Holiday entitlement, discretionary bonus scheme, annual free share awards scheme, and pension scheme with matched contributions up to 8%.
  • Work-life balance: 27 days holiday entitlement, increasing up to 31 days with length of service.


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