Compliance Professional

We are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...

We are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...

Job DescriptionA seasoned professional is sought after to fill the role of Compliance Officer within AJ FOX COMPLIANCE, an International law firm. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.This exciting opportunity offers a remote working arrangement, allowing the selected individual to work from anywhere...

We are seeking an Insurance Tax Compliance Professional to join our team at Sovos Compliance. In this role, you will be responsible for preparing and filing IPT returns for clients, ensuring accuracy and timeliness.The successful candidate will possess strong analytical skills, attention to detail, and the ability to work independently in a fast-paced...

AJ FOX COMPLIANCE is seeking a talented Compliance and Governance Professional to join their Risk & Compliance team in London.The successful candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to assist Senior staff in addressing strategic and operational issues.Responsibilities include...

Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

Key Responsibilities:A highly skilled and dedicated Compliance Officer is required to handle a broad range of compliance, conflicts, and Anti-Money Laundering (AML) issues.Advise secretaries, fee earners, and partners on best practice in relation to client matters opening procedures.Carry out ad hoc tasks and projects which may arise within the team to...

As an AML Compliance Professional at AJ FOX COMPLIANCE, you will play a critical role in managing the firm's legal and regulatory obligations. Key responsibilities include performing conflict searches, resolving issues, and escalating where necessary.AML Legislation Expertise: Identify and verify new clients, assessing AML, sanctions, and Customer Due...

About AJ FOX COMPLIANCEOur prestigious law firm based in London is seeking an experienced Financial Crime Prevention Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Main Responsibilities:Supervising and...

We are looking for a Risk Management and Compliance Professional to join our team at AJ FOX COMPLIANCE. As a Risk Management and Compliance Professional, you will be responsible for managing the firm's legal and regulatory obligations, identifying and verifying new clients, conducting screenings of PEPs, sanctions issues and other regulatory risks, and...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Job Description:We are seeking a highly skilled Risk Management Professional to join our team as a Senior Compliance Specialist. This is an excellent opportunity for an experienced professional to work with a reputable banking firm and contribute to the development and implementation of effective compliance monitoring plans.Key Responsibilities:Develop and...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

We are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

This role requires a highly organised individual with excellent time management skills, able to manage multiple priorities and meet deadlines.About the Role:As a key figure in AJ Fox Compliance's team, you will be responsible for implementing risk management policies, procedures, and internal audits, as well as delivering firm-wide training and managing...

Responsibilities and RequirementsThe Compliance Coordinator will be responsible for managing the firm's central onboarding and client matter-opening processes. This includes ensuring the accuracy of online records and documentation, managing matters closures, monitoring team inboxes, developing KYC/AML policies, ensuring compliance training is completed,...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...