Risk Management Professional

11 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Description:

We are seeking a highly skilled Risk Management Professional to join our team as a Senior Compliance Specialist. This is an excellent opportunity for an experienced professional to work with a reputable banking firm and contribute to the development and implementation of effective compliance monitoring plans.

Key Responsibilities:
  1. Develop and annual plan compliance monitoring
  2. Independently scope and plan assigned reviews
  3. Execute all assigned monitoring reviews
  4. Document testing clearly and concisely
  5. Communicate findings to stakeholders
  6. Agree issues and actions with stakeholders
  7. Provide day-to-day support across the team
  8. Supervise the team and manage people initiatives
  9. Collaborate on tasks with other team members
  10. Work on technology initiatives and process improvement in the team
  11. Prepare management information reports
  12. Attend compliance meetings regularly
  13. Maintain a good working knowledge of the FCA Handbook
Requirements:
  • At least 2 years of experience in Monitoring and/or Audit roles
  • Good knowledge of financial services, preferably from a banking environment
  • Strong understanding of risks and controls
  • Excellent stakeholder and people management skills
What We Offer:
  • An estimated salary range of $85,000 - $110,000 per annum, depending on experience
  • A competitive benefits package
  • The opportunity to work with a reputable banking firm
  • Professional growth and development opportunities


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