Competency Oversight and Supervision Expert

About the JobWe are seeking a seasoned Supervision and Competency Lead to join our Supervision and Competency Oversight team. In this role, you will be responsible for delivering key commitments outlined in the firm's Training and Competency scheme, ensuring our financial planning population adheres to the scheme.Key Responsibilities:Form part of the...

At Quilter, we are committed to providing highly personalized and comprehensive financial advice to our clients. We are seeking a Financial Planning Oversight Expert to join our team in Birmingham, Carlisle, Chester, Exeter, Leeds, or London. This is an exciting opportunity to play a key role in shaping the future of our business.About the RoleThis permanent...

Company Overview:IDEX Consulting Ltd is a leading provider of advice, investment platforms, multi-asset investment solutions, and discretionary fund management. We offer expert discretionary investment management and financial planning services to individuals and families with complex financial needs.Job Summary:We seek a highly skilled Financial Services...

About Us: We are a leading provider of highly personalised and comprehensive financial advice for individuals and families. Our trusted history of over 250 years ensures our clients' investments are managed with precision and foresight.As a Regulatory Oversight Specialist, you will play a crucial role in ensuring compliance with financial regulations and...

About the RoleWe are seeking a seasoned expert to join our Supervision and Competency Oversight team as a Risk Oversight Specialist – Financial Planning. In this role, you will be responsible for providing regulatory supervision over our financial planning population and their adherence to the firm's Training and Competency scheme.Key Responsibilities:Form...

Key ResponsibilitiesYou will be part of the Supervision and Competency Oversight team, providing regulatory supervision support for new and existing Financial Planners.Your duties will include delivering key commitments outlined in the firm's Training and Competency scheme, including monitoring Financial Planner KRIs, carrying out observations, and holding...

A Career Opportunity at IDEX Consulting LtdWe offer a challenging opportunity to work in a dynamic and fast-paced environment as a hybrid employee in London. The salary range is £70k - £90k.About the JobThis role involves leading an operational team, managing adviser activity, and ensuring compliance with the firm's Training and Competency scheme.Key...

Job SummaryWe are seeking an experienced Fund Reporting Oversight Expert to join our team in Northern Trust's growing UK Fund Accounting division. As a key member of our centralized Financial Reporting oversight team, you will be responsible for overseeing and reviewing the production of client Report & Accounts and distributions by another jurisdiction....

Jenson Fisher is seeking an Adviser Oversight Manager to join their team in this exciting opportunity. As a key member of the firm, you will be responsible for overseeing the supervision of authorised advisers and ensuring they meet the necessary competence and compliance standards.The ideal candidate will have experience in adviser supervision and...

About the RoleThis Supervision and Competency Oversight role provides regulatory supervision over financial planning populations and adherence to the firm's Training and Competency scheme.You will oversee operational financial planner activity from a competency and advice standards perspective to manage risk and ensure good customer outcomes.

About the RoleThe Compliance and Supervision Manager will be responsible for providing regulatory oversight and approval for new programs, as well as providing expert advice to stakeholders and supporting strategy design with regulatory input.

Job Description: Operational Risk Oversight ExpertWe are seeking an experienced Operational Risk Oversight Expert to join our team at Direct Line Group. As an Operational Risk Oversight Expert, you will work closely with the Head of Business Risk to provide effective Group oversight of operational risk and internal control management.You will be responsible...

Job Title:Training and Competence LeadCompany Overview:Our client is a successful UK-based wealth management firm, focused on providing top-quality wealth management services to retail and professional clients.Key Responsibilities:Adviser Supervision Provide ongoing assessment of adviser competence in line with the Training & Competence requirements,...

Job DescriptionWe are seeking an experienced Agent Oversight Expert to join our team at Eames Consulting. In this role, you will be responsible for managing the performance of agents, monitoring key risk indicators, and presenting findings to boards and committees. You will also provide expertise on delegated authority oversight, ensuring best practices...

Are you a skilled Contract Oversight Expert looking for a new challenge? We are seeking an experienced professional to lead the contract lifecycle management process for our clients.About the RoleIn this interim position, you will work closely with the Head of Contracts and Procurement to deliver effective contract oversight, supplier management, and...

Digital Asset Oversight ExpertJoin Orbis, a Series A-funded B2B SaaS start-up, as a Digital Asset Oversight Expert and play a key role in shaping the future of blockchain compliance. As an expert in digital assets, blockchain, fintech, or regulated markets, you will help us develop innovative solutions to meet the growing demands of the industry. With a...

Job Title: Policy Administration and Oversight ExpertJob Summary:We are seeking a highly skilled Policy Administration and Oversight Expert to join our operations team. As an integral part of our team, you will be responsible for assisting with Underwriting Support Model delivery, general policy administration, and oversight of Underwriting Operations...

M&G plc's Investment Risk Team requires an Investment Oversight Expert to oversee and manage the risks associated with their public and private mandates. This expert will work closely with investment teams, using their skills and expertise to ensure that investments are aligned with the firm's sustainability goals and objectives.Key...

Job SummaryCameron Kennedy is seeking a highly skilled Operations Oversight Expert to join its team.This permanent role involves collaborating with third-party administrators and maintaining a strong understanding of corporate actions.Key AccountabilitiesAssist in all aspects of corporate actions.Continually review third-party administrator services to...

About the RoleFinitas is looking for a Catastrophe Risk Oversight Expert to join their team in London. The successful candidate will support the VP of Risk Oversight Analytics in conducting risk oversight reviews and communicating findings to stakeholders.This is a great opportunity for someone with 4+ years of experience in the industry, preferably in a...