Pension Case Review Specialist

6 days ago

St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time
Exciting Opportunity with a Leading International Wealth Management Firm

We are delighted to collaborate with a renowned international wealth management firm that delivers unparalleled personal financial advice to expatriate clients worldwide. Our client stands as a borderless independent financial advisory consultancy unwavering in its dedication to safeguarding clients' financial futures.

Job Summary:

This role primarily entails file review responsibilities within the UK division of a rapidly expanding international wealth management company. As a member of a small compliance team, you will focus on ensuring excellent client outcomes through meticulous and accurate advice reviews. You will serve as a crucial partner to the company, identifying and taking ownership of individual and systemic advice risks as they arise.

Responsibilities and Duties:

  • Conduct comprehensive file reviews for retail investment and pension advice, prioritizing Defined Benefit Transfer advice files.
  • Provide clear, consistent, and constructive feedback to advisers/paraplanners.
  • Monitor rework and sign off on cases upon completion.
  • Drive excellent client outcomes through precise and high-quality advice reviews.
  • Manage diary effectively and prioritize reviews, particularly focusing on Presale cases.
  • Identify common errors and participate in root cause analysis.
  • Contribute to the ongoing enhancement of the file review framework.
  • Potential for involvement in Training & Competence (T&C) activities, including coaching and assisting the UK Compliance Officer with annual competence assessments.

Qualifications and Skills:

  • Essential qualification: Level 4 Diploma.
  • Preferred: AF7 or equivalent pension transfer qualification. Candidates working towards this qualification will also be considered.
  • Background in IFA or network advantageous.
  • Strong technical acumen and communication skills.
  • Essential experience in reviewing Defined Benefit Pension Transfer files.

Next Steps:

Take the next step today and seize this excellent opportunity to join a firm that will inspire you and propel your career forward. Contact us now to apply and embark on a rewarding journey with our esteemed client.

Remote Work:

No

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