Pension Case Review Specialist

3 days ago


St Albans, Hertfordshire, United Kingdom Independent Resourcing Consultancy Ltd Full time
Compliance Role with a Leading International Wealth Management Firm

We are collaborating with a renowned international wealth management firm that delivers exceptional personal financial advice to expatriate clients worldwide. Our client is a borderless independent financial advisory consultancy dedicated to safeguarding clients' financial futures.

Job Summary:

This role involves file review responsibilities within the UK division of a rapidly expanding international wealth management company. As a member of a small compliance team, you will focus on ensuring excellent client outcomes through meticulous and accurate advice reviews. You will serve as a crucial partner to the company, identifying and taking ownership of individual and systemic advice risks as they arise.

Key Responsibilities:

  • Conduct comprehensive file reviews for retail investment and pension advice, prioritizing Defined Benefit Transfer advice files.
  • Provide clear, consistent, and constructive feedback to advisers/paraplanners.
  • Monitor rework and sign off on cases upon completion.
  • Drive excellent client outcomes through precise, high-quality advice reviews.
  • Manage diary effectively and prioritize reviews, focusing on Presale cases.
  • Identify common errors and participate in root cause analysis.
  • Contribute to the ongoing enhancement of the file review framework.
  • Potential involvement in Training & Competence (T&C) activities, including coaching and assisting the UK Compliance Officer with annual competence assessments.

Requirements:

  • Essential qualification: Level 4 Diploma.
  • Preferred: AF7 or equivalent pension transfer qualification. Candidates working towards this qualification will also be considered.
  • Background in IFA or network advantageous.
  • Strong technical acumen and communication skills.
  • Essential experience in reviewing Defined Benefit Pension Transfer files.

Next Steps:

Take the next step today and seize this excellent opportunity to join a firm that will inspire you and propel your career forward. Contact us now to apply and embark on a rewarding journey with our esteemed client.

Remote Work: No



  • St Albans, Hertfordshire, United Kingdom Independent Resourcing Consultancy Ltd Full time

    Job Summary: We are seeking a highly skilled Pension Case Review Specialist to join our team at Independent Resourcing Consultancy Ltd. As a key member of our compliance team, you will be responsible for conducting thorough file reviews of retail investment and pension advice, with a focus on Defined Benefit Transfer advice files. Key Responsibilities: ...


  • St Albans, Hertfordshire, United Kingdom Independent Resourcing Consultancy Ltd Full time

    Job Summary: We are seeking a highly skilled Pension Case Review Specialist to join our team at Independent Resourcing Consultancy Ltd. As a key member of our compliance team, you will be responsible for conducting thorough file reviews of retail investment and pension advice, with a focus on Defined Benefit Transfer advice files. Key Responsibilities: ...


  • St Albans, Hertfordshire, United Kingdom Independent Resourcing Consultancy Ltd Full time

    {"Job Title": "Pension Case Checker", "Job Description": "Compliance Reviewer OpportunityWe are collaborating with a leading international wealth management firm to fill a Compliance Reviewer position. As a key member of the team, you will be responsible for reviewing files related to Defined Benefit Pension Transfers.Key Responsibilities:Conduct thorough...


  • St Albans, Hertfordshire, United Kingdom Independent Resourcing Consultancy Ltd Full time

    {"Job Title": "Pension Case Checker", "Job Description": "Compliance Reviewer OpportunityWe are collaborating with a leading international wealth management firm to fill a Compliance Reviewer position. As a key member of the team, you will be responsible for reviewing files related to Defined Benefit Pension Transfers.Key Responsibilities:Conduct thorough...


  • St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time

    Exciting Opportunity with a Leading International Wealth Management FirmWe are delighted to collaborate with a prestigious international wealth management firm renowned for delivering unparalleled personal financial advice to expatriate clients worldwide. Our client stands as a borderless independent financial advisory consultancy unwavering in its...


  • St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time

    Exciting Opportunity with a Leading International Wealth Management FirmWe are delighted to collaborate with a prestigious international wealth management firm renowned for delivering unparalleled personal financial advice to expatriate clients worldwide. Our client stands as a borderless independent financial advisory consultancy unwavering in its...


  • St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time

    Join a Prestigious International Wealth Management Firm We are excited to partner with a distinguished global wealth management organization recognized for providing exceptional financial guidance to expatriate clients across the globe. Our client operates as an independent financial advisory firm, committed to protecting clients' financial well-being....

  • Pension Case Auditor

    4 weeks ago


    St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time

    Join a Dynamic Team in Wealth Management We are thrilled to partner with a prestigious international wealth management organization known for providing exceptional financial guidance to expatriate clients globally. Our client operates as a borderless independent financial advisory firm committed to protecting clients' financial well-being. Founded by UK...


  • St Albans, Hertfordshire, United Kingdom ILS Case Management Full time

    Job Title: Childcare Support WorkerCompany: ILS Case ManagementWe are seeking a dedicated and compassionate Childcare Support Worker to join our team at ILS Case Management. As a Childcare Support Worker, you will play a vital role in providing care and support to a family in need.Key Responsibilities:Assist the client and her children with daily tasks,...


  • St Albans, Hertfordshire, United Kingdom ILS Case Management Full time

    Job Title: Mother's Support AssistantWe are seeking a highly skilled and compassionate Mother's Support Assistant to join our team at ILS Case Management. The successful candidate will provide essential support to a family in need, assisting with childcare, domestic chores, and daily activities.Key Responsibilities:Assist with childcare duties, including...


  • St Albans, Hertfordshire, United Kingdom ILS Case Management Full time

    Job Title: Mother's Support AssistantWe are seeking a highly skilled and compassionate Mother's Support Assistant to join our team at ILS Case Management. The successful candidate will provide essential support to a family in need, assisting with childcare, domestic chores, and daily activities.Key Responsibilities:Assist with childcare duties, including...


  • St Albans, Hertfordshire, United Kingdom ILS Case Management Full time

    Job Title: Mother's Support AssistantWe are seeking a highly skilled and compassionate Mother's Support Assistant to join our team at ILS Case Management. The successful candidate will provide essential support and care to a family in need, enabling them to maintain a safe and healthy environment for their children.Key Responsibilities:Assist with childcare...


  • St Albans, Hertfordshire, United Kingdom ILS Case Management Full time

    Job Title: Mother's Support AssistantWe are seeking a highly skilled and compassionate Mother's Support Assistant to join our team at ILS Case Management. The successful candidate will provide essential support and care to a family in need, enabling them to maintain a safe and healthy environment for their children.Key Responsibilities:Assist with childcare...


  • St Albans, Hertfordshire, United Kingdom ZEDRA Group Full time

    About the RoleWe are seeking a highly skilled Trustee Executive to join our team at ZEDRA Group. As a key member of our team, you will play a crucial role in supporting and managing our clients, often working alongside a Senior Trustee Executive.Your primary responsibilities will include acting as a client manager or supporting the client manager in managing...


  • St Albans, Hertfordshire, United Kingdom ZEDRA Group Full time

    About the RoleWe are seeking a highly skilled Trustee Executive to join our team at ZEDRA Group. As a key member of our team, you will play a crucial role in supporting and managing our clients, often working alongside a Senior Trustee Executive.Your primary responsibilities will include acting as a client manager or supporting the client manager in managing...


  • St Albans, Hertfordshire, United Kingdom ZEDRA Group Full time

    About the Role:ZEDRA Group is seeking a highly skilled Trustee Executive to support and manage our clients, often alongside a Senior Trustee Executive. As a key member of our team, you will act as a client manager or as support to the client manager, managing aspects of service delivery along with associated commercial considerations.Key...


  • St Albans, Hertfordshire, United Kingdom ZEDRA Group Full time

    About the Role:ZEDRA Group is seeking a highly skilled Trustee Executive to support and manage our clients, often alongside a Senior Trustee Executive. As a key member of our team, you will act as a client manager or as support to the client manager, managing aspects of service delivery along with associated commercial considerations.Key...


  • St Albans, Hertfordshire, United Kingdom Recruit UK Full time

    Paraplanning Opportunity in St AlbansWe are working with a leading private wealth management company in St Albans to find a skilled Paraplanner to join their team.About the RoleThis is an excellent opportunity for a motivated and detail-oriented individual to work in a dynamic and innovative company that advises on over 3 billion of client assets.The...

  • Lettings Negotiator

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom AMR - Specialist Property Recruiters Full time

    Job Description**Job Title:** Lettings Negotiator**Job Type:** Full-time**Industry:** Property Management**Company:** AMR - Specialist Property Recruiters**Location:** St Albans**Job Summary:**We are seeking a highly motivated and organized Lettings Negotiator to join our team in St Albans. As a Lettings Negotiator, you will be responsible for providing...


  • St Albans, Hertfordshire, United Kingdom Stowe Family Law Full time

    About Stowe Family LawWe are the country's largest specialist family law firm, with over 60 offices and a team of over 130 expert family lawyers.Our team is dedicated to providing exceptional service to our clients, and we are committed to making a positive impact in the lives of those we serve.Job SummaryWe are seeking a highly skilled and experienced...