Compliance Operations Coordinator
3 weeks ago
UK Bank is looking for a skilled Compliance Operations Coordinator to join our team. As a key member of our operations team, you will be responsible for overseeing corporate accounts, ensuring compliance with AML/KYC regulations and managing operations in line with high standards.
The estimated salary for this role is £55,000 - £75,000 per annum.
Key Responsibilities:
- Manage compliance risk, liaise with Compliance teams on issues related to high-risk countries.
- Oversee and review work done by Junior/Senior Associates in the department.
- Authorise entries in Finacle, ensuring data integrity.
- Handle corporate client queries, including payments and cheque book requisitions.
- Support the onboarding and periodic review of corporate clients, ensuring adherence to AML/KYC guidelines.
- Prepare reports and provide data to other departments as needed.
- Conduct periodic reviews of corporate accounts and renewals of fixed deposits.
- Monitor, update, and maintain corporate accounts and policies in accordance with regulatory guidelines.
Requirements:
- 2-4 years of experience in banking and financial services with a focus on retail/wholesale banking operations.
- Expertise in AML/KYC regulations and customer service management.
- Advanced Excel skills and attention to detail in processing data.
- Strong knowledge of Regulatory policies.
- Excellent leadership abilities to manage and guide a team.
- Ability to work under pressure and meet tight deadlines.
- Understanding of internal audit practices and banking policies (internal audit qualifications are a plus).
-
Compliance Documentation Coordinator
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly skilled Compliance Documentation Coordinator to join our team at Compliance Professionals.Job SummaryThis is an exciting opportunity to work in a dynamic and growing industry, with a focus on regulatory compliance.Key ResponsibilitiesPrepare and maintain accurate and comprehensive legal documentation.Develop and...
-
Compliance Operations Lead
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Operations LeadWe are looking for a highly skilled Compliance Operations Lead to join our team at Compliance Professionals.**Job Description:**As a key member of our compliance team, you will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business...
-
Risk and Compliance Coordinator
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleAJ Fox Compliance is a leading international law firm seeking a Risk and Compliance Coordinator to join their team in London. As a key member of our team, you will be responsible for overseeing the onboarding process and ensuring that all client and matter-opening procedures are up to date.The ideal candidate will have prior experience in a...
-
Compliance and Operations Coordinator
2 weeks ago
London, Greater London, United Kingdom Sodexo Full timeCompliance and Operations Coordinator Job DescriptionAt Sodexo, we are seeking an experienced Compliance and Operations Coordinator to join our team. As a key member of our HR department, you will be responsible for supporting HR operations, maintaining regulatory compliance, and enhancing employee engagement.Key Responsibilities:Support HR operations,...
-
Compliance Operations Coordinator
1 month ago
London, Greater London, United Kingdom CV-Library Full time**Compliance Operations Coordinator Position Available!**We are seeking a highly organized and detail-oriented Compliance Operations Coordinator to join our team at The Oyster Partnership in North London. As a key member of our team, you will play a crucial role in ensuring compliance records are accurate and up-to-date.**Job Summary:** In this exciting...
-
Compliance Operations Analyst
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Our CompanyWe are a leading energy and commodities company, with a reputation for excellence in the industry.Our mission is to provide high-quality energy products and services to our customers, while maintaining the highest standards of ethics and compliance.We are committed to attracting and retaining top talent, and offer a range of benefits and...
-
Risk Management Coordinator
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a talented Risk Management Coordinator to join its team in London. This is an exciting opportunity to work with a rapidly growing electronic brokerage firm based in the City. The estimated salary for this role is £55,000 - £75,000 per year.About the CompanyOur client is a leading provider of electronic brokerage...
-
Compliance Operations Coordinator
3 weeks ago
London, Greater London, United Kingdom AVEVA Full timeJob Title: Compliance Operations CoordinatorWe are seeking a highly motivated individual to join our team as a Compliance Operations Coordinator.This role involves supporting the Legal Operations Team on various tasks such as anti-piracy and licence compliance cases, disputes with partners and customers, HR matters, and corporate issues. The successful...
-
Tax Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Sovos Compliance Full timeRole OverviewThe Sovos Compliance team is seeking a highly skilled Tax Compliance Specialist to join our dynamic and growing organization. As a key member of our team, you will be responsible for ensuring the smooth operation of our client's tax compliance needs.The ideal candidate will have a strong understanding of project management and experience in...
-
Compliance Director for Global Operations
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionOur client, a world-leading specialist broker based in the City, is seeking a Global Head of Compliance to join their team. As a key member of the organization, you will play a vital role in ensuring the company's global operations remain compliant with regulatory requirements.About the CompanyOur client is a world-leading specialist broker...
-
Compliance Operations Manager
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob TitleAJ Fox Compliance is seeking a Compliance Operations Manager to join their team in London. As a key member of our team, you will be responsible for overseeing the onboarding process and ensuring that all client and matter-opening procedures are up to date.The successful candidate will have prior experience in a legal or consultancy environment, with...
-
Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...
-
Compliance Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.
-
Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...
-
Risk Oversight Coordinator
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full time**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...
-
Compliance Operations Coordinator
4 weeks ago
London, Greater London, United Kingdom The Juice Plus+® Company EMEA Full timeCompany OverviewThe Juice Plus+ Company EMEA is a well-established leader in the health and wellness industry, dedicated to inspiring healthy living around the world.We are seeking a talented Compliance Operations Coordinator to join our team in London. As a key member of our compliance department, you will play a crucial role in guiding our partners to...
-
Compliance Process Coordinator
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description: Internal Risk Management AssociateAJ FOX COMPLIANCE, a leading provider of compliance solutions, is seeking a skilled Internal Risk Management Associate to join their team in London. In this role, you will play a critical part in supporting senior compliance professionals in managing internal risk, collaborating with colleagues across the...
-
Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...
-
Compliance Risk Manager
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob TitleWe are seeking a highly skilled Compliance Coordinator to join our team at AJ FOX COMPLIANCE in London.About the RoleThe Compliance Coordinator will oversee central onboarding, client and matter-opening processes, ensuring a high-quality service is provided to internal and external clients.This role involves working with regulatory experience within...
-
Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...