Risk Management Coordinator

3 days ago


London, Greater London, United Kingdom Compliance Professionals Full time

Compliance Professionals is seeking a talented Risk Management Coordinator to join its team in London. This is an exciting opportunity to work with a rapidly growing electronic brokerage firm based in the City. The estimated salary for this role is £55,000 - £75,000 per year.

About the Company

Our client is a leading provider of electronic brokerage services, operating in a highly regulated environment. We require a skilled Risk Management Coordinator to help us drive our compliance monitoring programme and ensure we meet our regulatory obligations.

Key Responsibilities
  • Drive compliance oversight through testing and monitoring programme.
  • Work closely with the Compliance team to identify areas for enhancements of systems and controls operated by the firm.
  • Collaborate with cross-functional teams to implement required changes and enhance our overall compliance culture.
  • Develop and maintain effective compliance-related policies, procedures, and processes.
  • Stay up-to-date with changing regulatory requirements and ensure our compliance monitoring programme reflects these changes.
  • Conduct regular reviews and assessments to identify areas for improvement.
  • Communicate effectively with stakeholders, including senior management, to ensure compliance with regulatory requirements.
  • Provide training and support to employees on compliance matters.
  • Maintain accurate records and reports on compliance-related activities.
Requirements
  • Proven experience in regulatory compliance, audit or risk function.
  • Demonstrated knowledge of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks.
  • Strong analytical and problem-solving skills, with the ability to think creatively and develop innovative solutions.


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