Risk Management Coordinator
3 days ago
Compliance Professionals is seeking a talented Risk Management Coordinator to join its team in London. This is an exciting opportunity to work with a rapidly growing electronic brokerage firm based in the City. The estimated salary for this role is £55,000 - £75,000 per year.
About the CompanyOur client is a leading provider of electronic brokerage services, operating in a highly regulated environment. We require a skilled Risk Management Coordinator to help us drive our compliance monitoring programme and ensure we meet our regulatory obligations.
Key Responsibilities- Drive compliance oversight through testing and monitoring programme.
- Work closely with the Compliance team to identify areas for enhancements of systems and controls operated by the firm.
- Collaborate with cross-functional teams to implement required changes and enhance our overall compliance culture.
- Develop and maintain effective compliance-related policies, procedures, and processes.
- Stay up-to-date with changing regulatory requirements and ensure our compliance monitoring programme reflects these changes.
- Conduct regular reviews and assessments to identify areas for improvement.
- Communicate effectively with stakeholders, including senior management, to ensure compliance with regulatory requirements.
- Provide training and support to employees on compliance matters.
- Maintain accurate records and reports on compliance-related activities.
- Proven experience in regulatory compliance, audit or risk function.
- Demonstrated knowledge of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks.
- Strong analytical and problem-solving skills, with the ability to think creatively and develop innovative solutions.
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