Compliance Risk Management Specialist

2 months ago

Birmingham, Birmingham, United Kingdom Goldman Sachs Full time
Job Title: Compliance, Financial Crime Controls Conduct

About the Role:

We are seeking a highly skilled Compliance, Financial Crime Controls Conduct professional to join our team at Goldman Sachs. As a key member of our Conduct & Integrity Operations team, you will play a critical role in maintaining multiple conduct risk reporting and monitoring systems, managing recurring work flows in collaboration with Divisional Compliance and other Core Compliance teams, and enabling effective working relationships with other second line of defense functions.

Key Responsibilities:

  • Manage conduct risk-related data feeds, sources, and archives that support and enable the firm's conduct outcome inventory and conduct risk monitoring platform.
  • Generate conduct risk metrics and associated reporting to regulators, Boards, Internal Audit, Committees, and firmwide, regional, and divisional management.
  • Participate in cross-divisional working groups.
  • Regularly engage and collaborate with Divisional Compliance conduct teams, core, and functional Compliance teams, and other second and third line stakeholders on behalf of C&I Ops.
  • Prepare and deliver training content and other communications.

Requirements:

  • Strong data analytic skills.
  • Bachelor's Degree, preferably within data science, information systems, or criminal justice.
  • 3 to 5 years of experience in a compliance, risk, engineering, audit, or legal role.
  • Strong knowledge and familiarity with Excel, Access, Word, PowerPoint.
  • Alteryx Certification and experience with Tableau preferred.
  • Ability to prioritize demanding workflows, while remaining detail-oriented and well-organized.
  • Ability to adapt to changes and new challenges.
  • Effective interpersonal skills and ability to forge constructive relationships with stakeholders.
  • Self-starter, proactive, and able to work independently and yet still be team-oriented.
  • Excellent written and verbal communication skills (fluent in English).

About Goldman Sachs:

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.

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