EMEA US Regulatory Compliance Lead

2 weeks ago


London, Greater London, United Kingdom MUFG Securities EMEA plc Full time
Required Skills and Qualifications

The ideal candidate will have a strong understanding and knowledge of Market Compliance and other investment banking products, including loans, bonds, and structured finance. In-depth knowledge of MAR and MiFID II, and US regulatory compliance is essential. A strong educational background with a university degree preferably in Law and/or Financial Regulation is required. The candidate should also have at least 5 years of experience in investment banking, with a sharp intellect and excellent researching skills necessary for the US regulatory related tasks.



  • London, Greater London, United Kingdom MUFG Full time

    Job DescriptionWe are seeking a seasoned Vice President to lead our US regulatory compliance efforts in the EMEA region. This is a high visibility role that requires strong leadership skills, excellent communication abilities, and a deep understanding of US regulatory frameworks.About the CompanyMUFG is a leading global financial group, committed to...


  • London, Greater London, United Kingdom MUFG Securities EMEA plc Full time

    Key ResponsibilitiesThis Senior Vice President role is focused on providing proactive advice, guidance, and challenge to the businesses in regulatory compliance matters with a particular focus on US regulatory related matters.The successful candidate will have a strong understanding of Market Compliance and other investment banking products, including loans,...


  • London, Greater London, United Kingdom Bloomberg Full time

    The Global Compliance team within Bloomberg's Legal & Compliance Department provides coverage of Bloomberg's regulated affiliates and products, as well as supporting some unregulated business products and services. We are seeking an experienced EMEA Regulatory Compliance Lead to join our advisory compliance advisory team. Based in London, this post offers a...

  • Compliance Expert

    1 week ago


    London, Greater London, United Kingdom MUFG Securities EMEA plc Full time

    About the RoleThis is a high visibility position responsible for establishing operational efficiency in US regulatory compliance and reporting, including CFTC/NFA and SEC Swap Dealer tasks. The role will have direct exposure to all levels of the business and be the primary contact for US regulation advisory and related tasks management.The ideal candidate...


  • London, Greater London, United Kingdom Ant Group Full time

    Regulatory Compliance Expert SoughtWe are looking for a seasoned Regulatory Compliance Expert to lead our EMEA Compliance team in London. The ideal candidate will have extensive knowledge of regulatory compliance in payments and financial services.Main ResponsibilitiesConduct regular risk assessments on products and services offered in the UK market;Develop...


  • London, Greater London, United Kingdom Bloomberg Full time

    Job DescriptionThe role of Business Compliance Associate EMEA is a unique opportunity to support a broad and varied compliance programme for Bloomberg entities authorised by the FCA as 'service companies'.This position will be based in London, providing advisory compliance guidance on all applicable FCA rules for 'service companies', with support and...


  • London, Greater London, United Kingdom oilandgas Full time

    Oil and Gas Regulation Manager EMEALocation: United Kingdom, EuropeJob SummaryWe are seeking a highly skilled Regulatory Expert EMEA to join our team in the United Kingdom. The successful candidate will be responsible for providing timely, accurate, and robust guidance on existing and upcoming financial services and physical and financial commodity trading...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Us Compliance Professionals is a world-leading specialist broker based in the City, offering a unique blend of expertise and innovation in compliance and regulatory affairs. Our team of experts works tirelessly to provide cutting-edge solutions to our clients, ensuring they remain compliant with all relevant regulations and minimize their exposure to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...


  • London, Greater London, United Kingdom Deel Inc Full time

    Deel Inc., a leading platform for global hiring, is seeking a seasoned policy expert to lead its public affairs efforts in the European, Middle Eastern, and African (EMEA) region. This critical role will focus on developing and executing policy strategies, fostering strong external relationships, and positioning Deel as a thought leader in the future of...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANYWe are a leading provider of growth capital with expertise in Real Estate funding, Private Equity, and Equities.THE RESPONSIBILITIES:Identify and review regulatory developments, assessing their impact on our Business and products/services.Serve as a trusted deputy to the Head of Compliance in managing Compliance activities.Proactively identify...


  • London, Greater London, United Kingdom Ant Group Full time

    Job DescriptionWe are seeking a Senior Regulatory Compliance Officer to join our EMEA Compliance team in London. As a key member of our team, you will be responsible for providing regulatory compliance expertise and support to our business and operations teams across the UK.In this position, you will work closely with other stakeholders, including legal,...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    At Compliance Professionals, we are looking for an experienced professional to lead our regulatory affairs team as the Regulatory Affairs Lead.About Us:We are a leading provider of compliance solutions to the financial services industry.Job Summary:This is a challenging role that requires strong knowledge of FCA regulations and...

  • Regulatory Lead

    2 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job TitleRegulatory LeadAbout the JobWe are seeking a highly experienced Regulatory Lead to join our team at Compliance Professionals.Key ResponsibilitiesStrategic relationship management with regulatory bodies worldwide.Authoritative advisory coverage across all business desks globally.Implementation of regulatory developments and adherence to relevant...


  • London, Greater London, United Kingdom Heriot Brown In-House Legal Recruitment Full time

    About the JobYou will be working as a Senior Lawyer in the Regulatory function, providing legal support and guidance to the business on a range of matters across EMEA. Your primary responsibility will be to collaborate with business teams to maintain ongoing compliance with consumer, advertising, and online platform legislation across European regions.Key...


  • London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Job DescriptionThe successful candidate will be responsible for assessing financial crime regulatory changes impacting the UK and EMEA regions. You will also provide support and advice to local and regional Money Laundering Reporting Officers (MLROs) on the impacts of regulatory changes to the financial crime programme.You will monitor future regulations...


  • London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    About the CompanyWe are a leading global hedge fund partner, working with some of the most exciting companies in the industry. Our team is dedicated to providing exceptional service and expertise to our clients.Job DescriptionThis role will involve working closely with our Compliance Director to ensure that all US compliance regulatory matters are addressed....


  • London, Greater London, United Kingdom WorldFirst Group Full time

    Role DescriptionWe are seeking an experienced EMEA Regulatory Affairs Manager to join our growing and dynamic EMEA Compliance team supporting World First/Ant International business.The successful candidate will have strong regulatory compliance experience and demonstrable skills in payments services compliance, regional regulatory management.This role is...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a highly motivated Compliance Oversight Specialist to join our team in London. As a key member of our Compliance team, you will play a critical role in ensuring our company's compliance with regulatory requirements. The estimated salary for this role is £65,000 - £85,000 per year.About the RoleThis is an exciting opportunity to work with a...