Trade Surveillance Specialist

1 day ago


London, Greater London, United Kingdom FincSelect Full time
Trade Surveillance Officer

We are seeking a skilled Trade Surveillance Officer to join our team at FincSelect. As a key member of our commodities giant client's trade surveillance team, you will play a critical role in ensuring the integrity of our trading activities.

This is an exciting opportunity to work with a leading commodities firm, leveraging your expertise in trade and ecomms surveillance to drive business growth and success.

Key Responsibilities:
  • Design, implement, and calibrate new surveillances, as well as refine existing ones, in collaboration with IT and Systems teams.
  • Review and analyze surveillance alerts and reports, documenting the review and disposition of exceptions, and escalating matters as necessary.
  • Gather and analyze trade data to support the Firm's response to regulatory inquiries.
  • Respond to internal partner inquiries and carry out e-communications surveillance, formulating policies as needed.
  • Prepare relevant management information and reports for internal stakeholders.
  • Support advisory and implementation work on new or changed regulations.
Requirements:
  • Proven trade and ecomms surveillance experience.
  • Current or recent investment banking experience (desirable).
  • Exposure to commodities products (desirable, not essential).
  • Knowledge of target operating models.
  • Quality assurance experience.

FincSelect is a leading provider of financial services, and we are committed to attracting and retaining top talent. If you are a motivated and experienced Trade Surveillance Officer looking for a new challenge, we encourage you to apply.



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