Compliance and Improvement Officer

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

Job OverviewAn exciting opportunity has arisen for a Compliance Officer to join our team at AJ FOX COMPLIANCE. As a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance, you will be responsible for handling a broad range of compliance, conflicts and AML issues.About the RoleYou will advise secretaries, fee...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Job Description:We are seeking a highly skilled Compliance Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.In this role, you will handle a broad range of compliance, conflicts, and AML issues and have the chance to handle escalations from officers.You will advise...

AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...

About the Job: Internal Compliance OfficerAJ Fox Compliance is seeking an experienced Internal Compliance Officer to join our team in London. This is an exciting opportunity for someone with a passion for compliance to support Senior Compliance professionals in internal risk management processes. The ideal candidate will have a strong understanding of SRA...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

Job Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...

Salary: £45,000 - £55,000 per annumLocation: Remote work available, but regular office attendance may be requiredCompany OverviewWe are Compliance Professionals, a boutique wholesale bank that values integrity, innovation, and collaboration. Our mission is to provide exceptional financial services while maintaining the highest standards of regulatory...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Job DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...

Our client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...

Job DescriptionWe are seeking a highly skilled Risk Compliance Manager to join our team at AJ FOX COMPLIANCE in London.About the Role:Oversight of a compliance-based team to ensure effective risk management and mitigation strategies are in place.Act as a primary point of contact for business acceptance-related queries, providing expert advice and...

Job Title: Senior Compliance OfficerLocation: London, UKThis is an exciting opportunity to join a leading mid-sized firm of Chartered Accountants as their first external Head of Compliance. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering...