Chief Compliance Officer

3 days ago


Lancashire, United Kingdom InterQuest Group Full time
Job Title: Chief Compliance Officer

About the Company
At InterQuest Group, we are committed to delivering responsible financial solutions and exceptional value to our customers. Our forward-thinking approach drives innovation, and we thrive on taking calculated risks to achieve our goals.

Job Description
We are seeking a highly skilled Chief Compliance Officer to lead our compliance and risk framework. As a pivotal member of our team, you will be responsible for ensuring our business operates at the highest regulatory standards while driving continuous improvement across the organization. Your expertise in FCA regulations and SMF 16 status will be essential in this role.

Your Key Responsibilities
  • Embed a strong compliance culture aligned with FCA requirements, ensuring all aspects of our business reflect integrity and regulatory excellence.
  • Oversee and enhance the risk management framework, identifying key risks and supporting the Board and Audit & Risk Committee in addressing them effectively.
  • Monitor regulatory developments, conduct horizon scanning, and provide expert guidance to business areas to ensure full compliance.
  • Lead our firm's approach to Consumer Duty, including delivering the annual Consumer Duty Report.
  • Delve into new market opportunities, products, and pricing strategies while collaborating with teams to explore new business growth.

About You
  • You have proven experience in compliance and risk leadership, including SMF 16 status.
  • You possess in-depth knowledge of FCA regulations.
  • You have a track record of implementing and managing compliance frameworks and risk strategies within financial services.
  • You excel in communication and interpersonal skills, with the ability to influence senior stakeholders, including the Board.
  • You are organized and analytical, with expertise in regulatory reporting and compliance monitoring.

Salary and Benefits
The successful candidate can expect a competitive base salary – 30 days holiday plus potential bonus earnings. This role offers an exciting opportunity to grow professionally and personally within our innovative company.

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