Compliance Expert: Regulatory Governance Specialist

7 days ago


London, Greater London, United Kingdom iFAST Global Bank Ltd Full time

Job Description:

As a Compliance Expert at iFAST Global Bank Ltd, you will play a pivotal role in supporting business lines and intra-team on regulatory compliance processes, systems, and controls. This position requires a high level of expertise and knowledge in legal and regulatory compliance subjects.

Responsibilities:

  • Provide expert support and guidance to business lines and intra-team on regulatory compliance matters
  • Act as a senior subject matter expert on legal and regulatory compliance subjects, sharing key information and supporting the team and bank on queries related to these areas
  • Maintain awareness of regulatory changes impacting the business and provide advice and guidance on new regulations
  • Identify potential areas of compliance vulnerability and risk, directing them to the Compliance Manager, Money Laundering Reporting Officer, and Chief Risk Officer for resolution
  • Assist in reviewing and approving CM Testing Reports completed by other staff, escalating urgent findings to the Compliance Manager
  • Conduct regular checks to support the Compliance Monitoring Plan and identify deficiencies in control procedures
  • Prepare comprehensive reports outlining findings and remedial work required to address gaps in internal policies and procedures
  • Monitor remedial actions and maintain a Master Tracker for compliance monitoring findings

Requirements:

  • Bachelor's degree or equivalent
  • Minimum 3 years' experience in a Compliance/AML related role
  • High standard of accuracy and attention to detail
  • Good analytical skills
  • Excellent research skills
  • Strong written and verbal communication skills
  • Advanced knowledge of MS Office
  • Problem-solving skills
  • Strict work ethics

Benefits:

  • A competitive salary range of £30K - £40K depending on experience
  • 25 days annual leave entitlement plus 8 bank holidays
  • Pension scheme with 4% employer contribution
  • Private Medical Insurance
  • 60-40 Hybrid working arrangement after successful probation period
  • Training and development opportunities
  • Free gym access in the building


  • London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

  • Compliance Expert

    4 days ago


    London, Greater London, United Kingdom CUBE Content Governance Global Limited Full time

    **A Unique Opportunity**CUBE Content Governance Global Limited seeks a Compliance Expert - Regulatory Services to join our London-based team. This is a highly rewarding role with a competitive salary of £70,000 per annum, reflecting the significance of maintaining and developing our proprietary regulatory Ontology.Key ResponsibilitiesThe ideal candidate...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...


  • London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full time

    Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...


  • London, Greater London, United Kingdom Richard James Recruitment Specialists Ltd Full time

    **Job Description**Richard James Recruitment Specialists Ltd is seeking a highly skilled Compliance Regulatory Expert to join our team.The ideal candidate will have a strong background in compliance monitoring, risk governance, and regulatory affairs. We are looking for an experienced professional who can assist in developing and implementing effective...


  • London, Greater London, United Kingdom VRS Regulatory Full time

    Role OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...

  • Compliance Specialist

    4 weeks ago


    London, Greater London, United Kingdom VRS Regulatory Full time

    Key ResponsibilitiesThis role is focused on providing expert regulatory advice and guidance to clients within the chemical regulatory science consultancy. Key responsibilities include leading physical/chemical properties/analytical methods and method validation for plant protection products.Key SkillsPhD / MSc in chemistry or similar subjectKnowledge and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...


  • London, Greater London, United Kingdom CUBE Content Governance Global Limited Full time

    CUBE Content Governance Global Limited is a pioneering RegTech business that utilises machine automated compliance to simplify regulatory requirements for clients.We are currently seeking an experienced Business Analyst to join our team in this SaaS product environment, focusing on functional requirements gathering and ensuring products meet business...


  • London, Greater London, United Kingdom CUBE Content Governance Global Limited Full time

    **About Us**CUBE Content Governance Global Limited is a global RegTech business that delivers innovative solutions for the financial services industry. Our SaaS platform, powered by AI and proprietary data ontology, simplifies compliance for clients worldwide.We are seeking an experienced Regulatory Intelligence Specialist to join our team in London. This...


  • London, Greater London, United Kingdom Grosvenor Group Full time

    Compliance and Governance Position at Grosvenor GroupGrosvenor Group, a renowned specialist insurance broking firm, is seeking a Compliance and Governance Specialist to proactively support the company in delivering excellent client outcomes, managing its conduct, protecting against regulatory risk, and generating value to the business and clients by...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...


  • London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Job DescriptionWe are seeking a highly skilled Compliance Regulatory Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Compliance Regulatory Expert will be responsible for providing expert advice on regulatory matters related to compliance risk management, financial regulations, and corporate governance. This role will...


  • London, Greater London, United Kingdom Glencore Full time

    Job Title: Compliance and Governance ExpertLocation: London, UK (Remote Working)About the RoleThe Compliance and Governance Expert will be responsible for implementing and overseeing the global HR governance and assurance framework, ensuring compliance with legal and regulatory standards.This role reports to the Head of Governance and Assurance and ensures...


  • London, Greater London, United Kingdom VRS Regulatory Full time

    An exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...