Head of Financial Compliance

Job DescriptionJob Title: Head of Financial Crime Compliance DirectorJob Summary:We are seeking a highly experienced and skilled Head of Financial Crime Compliance Director to join our team. The successful candidate will be responsible for providing advice and guidance to the London business and support functions as well as EMEA Local office MLROs on...

Job Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

About the RoleWe are seeking a highly skilled and experienced Head of Financial Crime Compliance to join our team. As a trusted advisor, you will play a critical role in ensuring the bank's financial crime compliance framework remains fit for purpose.Key ResponsibilitiesProvide expert advice and guidance on financial crime compliance matters to the London...

Job Title: Head of Compliance and MLROFinancial House, a leading provider of financial services, is seeking an experienced Head of Compliance and MLRO to join our team. As a trusted partner in the financial industry, we offer a range of innovative solutions that meet the evolving needs of our clients.Key Responsibilities:Lead and manage the compliance...

Job Title: Head of Compliance and MLROFinancial House, a leading provider of financial services, is seeking an experienced Head of Compliance and MLRO to join our team. As a trusted partner in the financial industry, we offer a range of innovative solutions that meet the evolving needs of our clients.Key Responsibilities:Lead and manage the compliance...

Job DescriptionAt SMBC, we're committed to being a trusted partner for the long term. We're seeking a highly skilled and experienced professional to join our team as a Head of Financial Crime Compliance Director. This role is a critical part of our organization, and we're looking for someone who can provide expert advice and guidance on financial crime...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

Job Title: Head of ComplianceFinancial House is seeking an experienced Head of Compliance to lead our compliance function and ensure all activities are conducted in accordance with relevant regulations and internal policies.Job DescriptionWe are a trusted provider of financial services, offering merchant acquiring and card-issuing solutions. Our products are...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Job Title: Compliance Director - Financial Crime SpecialistJob Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for expanding and developing our financial crime programme within the region.Key Responsibilities:Work within the region to expand and develop the...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Job Title: Head of ComplianceFinancial House, a leading provider of financial services, seeks an experienced Head of Compliance to lead our compliance function. As a trusted partner, we offer innovative solutions for merchant acquiring and card-issuing, with a strong focus on global security standards.The ideal candidate will have a strong understanding of...

Job Summary:We are seeking a highly skilled and experienced professional to lead our Compliance and Risk Management function. The ideal candidate will have a strong understanding of relevant UK regulatory requirements and a proven track record in managing compliance and risk.Key Responsibilities:Oversee and assist Senior Management in ensuring compliance...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

Job Summary:We are seeking a highly skilled Compliance Manager Policy to join our team at Compliance Professionals. The successful candidate will be responsible for proactively identifying and reviewing regulatory developments and changes, assessing their impact on the business and its products and services.Key Responsibilities:Proactively identify and...