Compliance Program Manager
7 days ago
Optima Partners is a unique global firm that understands the importance of attracting and retaining top talent. We are committed to providing equal opportunities in employment and fostering a meritocratic culture where our people can grow and develop quickly.
We are looking for a talented Compliance Program Manager to join our team. As a key member of our global compliance team, you will be responsible for assisting with compliance reviews and advisory assessments for asset managers, hedge funds, private equity, and real-estate clients.
Our ideal candidate will have experience with Financial Conduct Authority (FCA) regulations and familiarity with various SEC, CFTC/NFA, FINRA rules and compliance policies. You should also possess excellent written and verbal communication skills, as well as strong analytical and research skills.
Key Responsibilities:
- Assist with compliance program reviews, expert network processes, marketing materials, and personal trading
- Communicate required compliance advisory feedback and explain regulatory basis for suggested changes
- Assist with compliance protocols and training regarding all compliance policies, procedures, examinations, and audits
Requirements:
- Undergraduate degree from an accredited college or university, J.D. or Master's degree a plus
- 3-6 years of total industry experience working at a private equity focused asset manager, consultant, or ex-regulator
- Must have in-house compliance experience and responsibility for conducting compliance program reviews
- Must be willing to immediately start
Salary: $90,000 - $130,000 per year
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