Policy Compliance Specialist

12 hours ago


London, Greater London, United Kingdom HANetf ETC Securities plc Full time

Job Title: Policy Compliance Specialist

About the Role

This is an exciting opportunity to join HANetf ETC Securities plc as a Policy Compliance Specialist, providing critical support to our Legal and Compliance function. The successful candidate will assume primary responsibility for administering the product governance function, covering the launch of new funds and products on the exchange traded notes platform.

The ideal candidate will have 3+ years of experience in compliance-related matters, with a strong project management background. They should be able to work independently and as part of a small team in Ireland, taking ownership of projects and working in a cross-functional, dynamic environment.

We offer a competitive salary of $90,000 - $110,000 per year, depending on experience, along with excellent benefits and opportunities for growth and development.

Key Responsibilities:

  • Reviewing, drafting, and maintaining compliance policies and procedures
  • Providing support to the Head of Compliance on European regulation and compliance matters
  • Assisting with corporate transactions and commercial projects
  • Reviewing materials for compliance with relevant regulations
  • Liaising with the front office for financial promotion queries and marketing advice

Requirements:

  • 3+ years' experience in compliance-related matters
  • Strong project management skills
  • Regulatory compliance experience desirable but not essential
  • Excellent academic record and attention to detail
  • Ability to work in a fast-paced, dynamic environment


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