Senior Compliance Manager
1 month ago
About the Role:
We are seeking a Senior Compliance Manager to join our team at FP Global. The successful candidate will have a minimum of 5 years of experience in compliance and/or client due diligence.
Responsibilities:
- Lead a small team responsible for the governance of policies and procedures, ensuring quality assurance, technical support, and training are provided effectively.
- Collaborate with Risk & Compliance, departments to maintain a robust suite of processes and policies.
- Conduct quarterly quality checks on new business accepted, ensuring compliance with internal policies.
- Provide immediate feedback, coaching, and support when development areas or remediation needs are identified.
- Deliver training sessions to teams, highlighting quality issues trends and ensuring up-to-date awareness of internal policy requirements.
- Share knowledge in team meetings, promote best practices, and support teams with complex matters.
- Assist Senior Management in reviewing on-boarding processes, ensuring they align with regulations.
Requirements:
- A minimum of 5 years of experience in compliance and/or client due diligence.
- In-depth understanding of regulatory requirements impacting the Funds space.
- Certification in AML or an equivalent qualification.
- Proficiency in Microsoft Office and a willingness to adapt to new technology.
The salary range for this role is £60,000 - £80,000 per annum depending on experience. If you are a motivated individual with a passion for quality assurance, please apply today.
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