Compliance Specialist Wealth Management Firm

Job OverviewWealth management firms are expected to adhere to stringent regulations, including those set by the FCA and PRA. To ensure compliance, we are seeking a Wealth Management Compliance Specialist to provide group-wide advice and support. This role will involve collaborating closely with our 1st line team to guarantee that all regulatory requirements...

Company OverviewWealth management firms like Willow Resourcing are geared for significant growth through organic expansion and strategic acquisitions.SalaryThe estimated salary for this role is £60,000 - £80,000 per annum, depending on experience.Job DescriptionThis role involves providing group-wide compliance advice, guidance, and support at all levels,...

Compliance Role in a Growth-Oriented FirmWe are seeking an experienced Compliance Manager to join our team and support the Head of Compliance in ensuring regulatory compliance across the organization.Key Responsibilities:Provide group-wide compliance advice and guidanceEnsure compliance with FCA and PRA regulationsSupport the execution of the firm's T&C...

**About the Role**This Regulatory Affairs Specialist opportunity has arisen at Willow Resourcing, supporting the Head of Compliance in a wealth management firm geared for substantial growth.The ideal candidate will have strong Wealth Management compliance experience and be able to act as a 'critical friend' to the business, providing constructive challenge...

**Job Description**We are seeking a Compliance and Governance Professional to join our team at Willow Resourcing. As a key member of our compliance function, you will play a critical role in ensuring that our client, a wealth management firm, operates within the framework of relevant regulations.The successful candidate will have a strong background in...

In a rapidly changing industry, it's essential to stay ahead of the curve. Our wealth management firm is committed to growth and innovation, and we're looking for a talented Compliance Manager to join our team.You will work closely with the Head of Compliance to develop and implement compliance strategies that meet regulatory requirements.Key Skills:Strong...

Compliance PositionWe are a small yet rapidly expanding wealth management firm seeking a highly skilled Wealth Management Compliance Specialist. This is a fantastic opportunity to join our team and make a significant impact on our company's growth. As a Compliance Specialist, you will be responsible for providing expert advice and guidance on all aspects of...

We are seeking a highly skilled Professional Wealth Manager to join our team at an Independent Financial Advisory firm based in Doncaster. As a key member of the team, you will play a vital role in providing expert financial advice to individuals and businesses across various areas including pensions, investments, tax planning, and insurance products.About...

**Job Title:** Compliance SpecialistWe are seeking an experienced Compliance Specialist to join our team at City Of Doncaster Council. As a Compliance Specialist, you will be responsible for utilising relevant legislation to deal with anti-social behaviour, environmental and nuisance matters.The ideal candidate will have excellent communication skills and be...

About the RoleThis is an exciting opportunity to join our advisory firm as an Administrative Support Role in Financial Services. The ideal candidate will have a strong background in financial services, excellent communication skills, and a passion for delivering exceptional client service.ResponsibilitiesSupport senior financial advisors with client-related...

Join 2Excel Aviation, an employee-owned industry leader in specialized and innovative solutions for the aviation's most complex challenges, as a Compliance Assurance Specialist.This exciting opportunity is based at Doncaster and reports directly to the Capability Development Head of Compliance. Your primary responsibility will be to maintain the relevant...

Job Overview:Pratap Partnership Ltd is seeking an experienced Payroll and Compliance Specialist to join our team. This role involves managing the payroll function, ensuring accuracy and timeliness, and maintaining compliance with relevant laws and regulations.The salary for this position is estimated to be around £50,000 - £65,000 per annum, depending on...

About the RoleWe are seeking an experienced Risk Management and Compliance Specialist to join our team in Doncaster, UK. As a key member of our Associate Management team, you will be responsible for ensuring that our business operations are aligned with relevant legislation and regulatory requirements.The successful candidate will have a proven track record...

Job DescriptionWe are looking for a Contract and Compliance Specialist to join our Group Legal & Business Assurance Team at DFS Furniture Ltd. As a key member of the team, you will be responsible for managing a broad range of commercial contracts, ensuring compliance with regulatory requirements, and providing expert advice on commercial legal matters.The...

Job Description:We are seeking an experienced Compliance Specialist Lead to join our team at DFS. In this role, you will be responsible for delivering the Compliance strategy and key operational deliverables within the team.The ideal candidate will have a compliance-based background with experience of having direct reports into them and reporting into major...

Career OpportunityWe are seeking a highly organized and motivated Kitchen Management Specialist to join our engineering firm. As a key member of the kitchen team, you will be responsible for ensuring seamless kitchen operations, delivering high-quality food service, and maintaining exceptional customer satisfaction.This role involves overseeing daily kitchen...

Job Description:We are seeking a highly motivated and skilled Customer Quality and Compliance Specialist to join our team at Close Brothers Motor Finance. The successful candidate will be responsible for managing all accounts that fall into our special case handling procedure, as well as managing the ongoing asset recovery and disposal process for voluntary...

About UsLime Search & Select Ltd is a prominent player in the UK's Financial Advisory sector, offering expert services to clients and businesses.We are currently seeking an Administrative Support Specialist - IFA to join our team, who will be responsible for supporting Financial Advisers and their clients through document production.Job...

We are looking for a seasoned Risk and Governance Manager to lead our Compliance strategy and deliver key operational deliverables within the team. This full-time role offers a salary of £70,000 - £90,000 per annum, plus company benefits.About the JobThis challenging role requires a collaborative approach to ensure commercial yet compliant solutions are...

Our esteemed law firm, Sacco Mann, is seeking an experienced Legal Secretary to join our thriving Personal Injury and Clinical Negligence department in Doncaster.">We require a highly skilled individual with previous experience as a Legal Secretary at a law firm. While expertise in personal injury or clinical negligence is preferred, we will consider...