Compliance Risk Specialist
3 weeks ago
Wealth management firms like Willow Resourcing are geared for significant growth through organic expansion and strategic acquisitions.
SalaryThe estimated salary for this role is £60,000 - £80,000 per annum, depending on experience.
Job DescriptionThis role involves providing group-wide compliance advice, guidance, and support at all levels, ensuring FCA and PRA regulations are met.
Key Responsibilities- Executing the Terms and Conditions scheme
- Promoting compliance awareness through training and regulatory updates
- Ensuring Consumer Duty requirements are met
- Strong Wealth Management compliance experience
- Ability to act as a critical friend to the business, providing constructive challenge and guidance
- CII Level 4 Diploma qualification (or willingness to achieve with business support)
A hybrid working arrangement is available. Please submit your CV and current remuneration details for consideration.
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