Regulatory Compliance Associate

3 weeks ago


Edinburgh, Edinburgh, United Kingdom NatWest Full time

NatWest is seeking a Senior Financial Crime Risk and Controls Associate to join our team. This is an exciting opportunity to work in a dynamic environment and contribute to the bank's risk management framework.

About the Role

The successful candidate will be responsible for delivering an effective risk management framework for financial crime prevention, working closely with internal and external stakeholders. They will have a strong background in AML/CTF, ABC, ATE, Fraud, and Sanctions, and be able to analyze material upstream risks and draft briefing papers on industry enforcement actions or CEO letters.

Main Responsibilities

  • Deliver an effective policy framework for financial crime prevention, ensuring full understanding and awareness of relevant upstream risk and regulatory changes among internal and external stakeholders.
  • Collaborate closely with NatWest Boxed teams to provide specialist input on the development of new propositions, including products, services, innovation, and technology adoption.
  • Analyze material upstream risks, draft briefing papers on industry enforcement actions or CEO letters, highlighting key impacts on NatWest Boxed.
  • Set minimum requirements in line with external regulations and within appetite, providing guidance and opinion to NatWest Boxed teams.

Requirements

  • Strong background in financial crime prevention, with expertise in AML/CTF, ABC, ATE, Fraud, and Sanctions.
  • Commercial awareness, industry knowledge, and understanding of risk management principles.
  • Knowledge and experience in defining controls and risk management frameworks.
  • Effective stakeholder management and influencing skills, both externally and internally.

Earn up to £70,000 per annum



  • Edinburgh, Edinburgh, United Kingdom JTC Group Full time

    Job Overview:We are seeking an experienced Senior Administrator to join our Business Operations team. As a key member of our team, you will play a critical role in supporting the ICS client onboarding process and ensuring ongoing regulatory compliance.Your primary responsibilities will include:Assisting with the onboarding of ICS clients, ensuring a smooth...


  • Edinburgh, Edinburgh, United Kingdom Clinical Professionals Limited Full time

    Job Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clinical Professionals Limited. This is a full-time, permanent position that requires strong knowledge of regulatory requirements and processes.The successful candidate will have experience in implementing and maintaining regulatory compliance processes,...


  • Edinburgh, Edinburgh, United Kingdom G2 Legal Limited Full time

    Based in Edinburgh, G2 Legal Limited offers a challenging opportunity for a Senior Solicitor/Associate to join its Risk, Government & Compliance team. The successful candidate will advise clients on compliance, regulatory issues, and public law.We are seeking an experienced professional with strong research, analysis, and communication skills to draft legal...


  • Edinburgh, Edinburgh, United Kingdom NatWest Group Full time

    Job OverviewNatWest Group is seeking a highly skilled Regulatory Risk Manager to join our team. As a key member of the organization, you will play a crucial role in ensuring regulatory compliance and mitigating risks.The ideal candidate will have a deep understanding of key UK EU market regulations and experience in providing regulatory technical support....


  • Edinburgh, Edinburgh, United Kingdom Core-Asset Consulting Ltd Full time

    Compliance Associate Job Description:Join Core-Asset Consulting Ltd's Edinburgh team as a UCITS and AIFMD Compliance Associate. You will work closely with the Compliance team to ensure adherence to regulatory requirements and maintain high-quality compliance standards.Key Responsibilities:Coordinate and prepare regulatory submissions, including annual...


  • Edinburgh, Edinburgh, United Kingdom NatWest Full time

    Job Description:We are seeking a highly skilled Compliance Analyst Associate to join our team at NatWest Markets.As a Compliance Analyst Associate, you will play a critical role in ensuring that we comply with all relevant regulatory requirements and maintain a strong risk culture within the organization.About the Role:You will provide regulatory technical...


  • Edinburgh, Edinburgh, United Kingdom JTC Group Full time

    About the Role:We are seeking a Senior Administrator - Business Operations to join our team. In this role, you will assist with ongoing regulatory requirements, including reviewing and approving documents. This position requires strong organizational skills and attention to detail.Main Responsibilities:Assist in the review and approval of documents related...


  • Edinburgh, Edinburgh, United Kingdom Core-Asset Consulting Ltd Full time

    Job Title: Asset Compliance Co-ordinatorWe are seeking an experienced Compliance Associate to join our team at Core-Asset Consulting Ltd in Edinburgh, Scotland.Company Overview:Our client is a global financial services firm with an excellent opportunity for the right candidate to make a significant contribution to their compliance team.The ideal candidate...


  • Edinburgh, Edinburgh, United Kingdom G2 Legal Limited Full time

    OverviewG2 Legal Limited is seeking a Senior Solicitor/Associate to join its top-ranked Risk, Government & Compliance team in Edinburgh. This team advises a wide range of clients on compliance, regulatory issues and public law.Estimated Salary Range: £60,000 - £80,000 per annum (dependent on experience)About the RoleDraft legal advice, conduct...


  • Edinburgh, Edinburgh, United Kingdom IQVIA Full time

    IQVIA is a leading global provider of clinical research services, commercial insights, and healthcare intelligence. As a Regulatory Compliance Professional, you will be part of this team.The ideal candidate has 10+ years of experience in the clinical trial or medical device domain, with a deep understanding of current global regulatory requirements,...


  • Edinburgh, Edinburgh, United Kingdom G2 Legal Limited Full time

    In this exciting opportunity, you will have the chance to grow your career in a leading UK law firm, with opportunities to work on high-profile cases and develop new skills.G2 Legal Limited is seeking a Senior Solicitor/Associate to join its Risk, Government & Compliance team in Edinburgh. The successful candidate will advise clients on compliance,...


  • Edinburgh, Edinburgh, United Kingdom NatWest Full time

    Job Title: Regulatory Compliance SpecialistAbout the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at NatWest Markets.As a Regulatory Compliance Specialist, you will play a critical role in ensuring that we comply with all relevant regulatory requirements and maintain a strong risk culture within the...


  • Edinburgh, Edinburgh, United Kingdom SRG Full time

    SRG Overview: As a leading Biotechnology company based in Edinburgh, we are dedicated to delivering innovative solutions in the life sciences industry.Job Title: Regulatory Affairs OfficerJob Summary:The Regulatory Affairs Officer will play a critical role in ensuring compliance with regulatory requirements across various jurisdictions, including US, EU,...


  • Edinburgh, Edinburgh, United Kingdom Hobson Prior Full time

    Hobson Prior is currently looking for an experienced Compliance and Regulatory Expert to contribute to its Regulatory Affairs team.About the RoleThe selected candidate will play a key role in preparing and compiling regulatory documents, coordinating regulatory submissions, and ensuring ongoing compliance with relevant regulations and industry standards.Main...


  • Edinburgh, Edinburgh, United Kingdom Broadgate Full time

    We are seeking a Regulatory Compliance Strategist to join our team at Broadgate in Edinburgh. As a key member of the Regulatory Advisory department, you will play a critical role in shaping our compliance strategy and ensuring the business operates within regulatory standards.The successful candidate will have direct experience within Financial Services,...


  • Edinburgh, Edinburgh, United Kingdom dnata Catering UK Full time

    Job Title: Compliance and Regulatory SpecialistAt dnata Catering UK, we are committed to maintaining the highest standards of food safety and compliance. As a Compliance and Regulatory Specialist, you will play a vital role in ensuring our internal processes meet these standards.Key Responsibilities:* Maintain accurate records of compliance information*...


  • Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full time

    Compliance Monitoring Manager Job DescriptionMeraki Talent Ltd is seeking a skilled Compliance Monitoring Manager to join our team. The successful candidate will have a strong background in compliance and be able to design and implement effective monitoring plans. This role offers a competitive salary of between £55,000 and £65,000 per annum, depending on...


  • Edinburgh, Edinburgh, United Kingdom Clinical Professionals Limited Full time

    About the RoleThis Regulatory Compliance Specialist position involves working with established brands in Consumer and Clinical settings. You will be based in the North of England but may occasionally travel to Scotland.Key ResponsibilitiesEnsure all client interactions are compliant with regulatory requirements.Collaborate with cross-functional teams to...


  • Edinburgh, Edinburgh, United Kingdom G2 Legal Limited Full time

    Company OverviewG2 Legal Limited is a top-tier law firm specializing in Risk, Government & Compliance. Our team advises clients on compliance, regulatory issues, and public law, ranking Band 1 by UK legal directories.


  • Edinburgh, Edinburgh, United Kingdom NatWest Full time

    About the RoleThis is an exciting opportunity to join NatWest's Risk team as a Regulatory Risk Oversight Associate. You will play a vital role in ensuring the bank's compliance with regulatory requirements and contribute to the success of our organisation.The successful candidate will have knowledge of key UK and EU market regulations, as well as experience...