Regulated Financial Services Specialist

1 day ago


Leeds, Leeds, United Kingdom Heat Recruitment Full time
Regulated Financial Services Specialist

Heat Recruitment is seeking a highly skilled Regulated Financial Services Specialist to join our team.

About the Job:

This role involves providing advice and guidance to clients on financial products and services. You will conduct research, analyse client portfolios, and prepare financial plans and recommendations.

Key Responsibilities:

  • Conduct in-depth research on financial products, including pensions, investments, insurance, and tax strategies.
  • Research financial products and services, such as pensions, investments, and protection plans, to support recommendations.
  • Attend training sessions and workshops to build knowledge of financial products, planning strategies, and regulatory requirements.
  • Analyse client portfolios, identifying areas for improvement or opportunities for growth.
  • Prepare detailed financial plans and recommendations tailored to client needs.
  • Ensure all work adheres to FCA regulations and internal compliance standards.
  • Draft suitability reports and investment proposals based on advisor instructions.
  • Ensure all financial plans and recommendations meet FCA regulatory requirements.
  • Attending client meetings to gather and review information, including fact-finding and risk profiling.
  • Provide clients with updates on their portfolios or plans as required.

The estimated salary for this role is around £38,000 - £48,000 per annum, depending on experience. If you have the skills and qualifications required for this role, please apply.



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