Financial Regulations Specialist

3 weeks ago


Leeds, Leeds, United Kingdom Womble Bond Dickinson Full time

**About Us:** At Womble Bond Dickinson, our Banking, Finance & Insolvency practice is renowned for its expertise in financial regulation. Our team advises clients across the financial institutions sector, encompassing high street, investment, and digital banks, payment services providers, fintechs, wealth management and investment firms, insurers, consumer and mortgage lenders, and primary and secondary intermediaries.

The successful candidate will be involved in a wide range of work, including advising on the regulatory perimeter, authorisations, governance, conduct (including SMCR and Consumer Duty), conduct of business (including investment and insurance regulation, consumer lending and safeguarding), regulatory capital, compliance policies/procedures, customer documentation, distribution, and commercial agreements. They will also provide regulatory support to our corporate and commercial teams.

We estimate the salary for this position to be around £80,000 - £120,000 per annum, depending on experience.



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