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Business Compliance Control Specialist
2 months ago
Job Title: Business Compliance Control Specialist
Job Type: Full-time
Location: London
About The Curve Group:
The Curve Group is a globally recognised, successful bank providing world-class services to various institutions and individuals. We offer a comprehensive range of retail and corporate financial services/products, boasting over 10 million active customers in over 700 business locations.
Job Description:
We are seeking an experienced Business Compliance Control Specialist to join our team. As a key member of our Compliance team, you will be responsible for conducting Quality Checks (QC) on new account opening applications, ensuring full due diligence is completed and escalating any issues to the unit head.
You will also provide support to the unit head in conducting QC on periodic Clients' Due Diligence (KYB) Reviews undertaken by Relationship Managers / Business Compliance Support on all high-risk relationships to ensure compliance with the Bank's Policy and CDD standards.
Key Responsibilities:
- Conducting Quality Checks (QC) on new account opening applications
- Providing support to the unit head in conducting QC on periodic Clients' Due Diligence (KYB) Reviews
- Conducting sample QC of KYB reviews of lower risk clients performed by Relationship Managers in conjunction with Business Compliance Support Team
- Carrying out sample QC of uploaded documents on Viewit by Business Compliance Support Team for accuracy
- Assisting in the Quality Checks (QC) of Senior Management Approval Forms (SMAFs) and Client Risk Rating Assessment (CRRA) Forms submitted by Relationship Managers through Business Compliance Support before submission to FCPC
Requirements:
- Experienced in Banking/Financial Services with experience in AML/CFT & Compliance Risk Management
- Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related business compliance rules and regulation
- Experience with delivery of best practice quality assurance checks to ensure business meets the required compliance standards
What We Offer:
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced professional looking for a new challenge, please submit your application.
Language: English
