Compliance Control Room Specialist

**Job Title**:Compliance Control Room **Location**:London **Corporate Title**:Vice President The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring, designed to check...

Job Description: Job Title Compliance Control Room Location London Corporate Title Assistant Vice President The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring,...

Job Description: Job Title Compliance Control Room Location London Corporate Title Assistant Vice President The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring,...

Compliance Control Room ManagerMUFG Bank, Ltd is seeking a highly skilled Compliance Control Room Manager to join our team. As a key member of our compliance function, you will be responsible for building and maintaining a robust conflicts of interest framework, ensuring compliance with regulatory requirements, and providing guidance to our business...

Compliance Control Room ManagerMUFG Bank, Ltd is seeking a highly skilled Compliance Control Room Manager to join our team. As a key member of our compliance function, you will be responsible for building and maintaining a robust conflicts of interest framework, ensuring compliance with regulatory requirements, and providing guidance to our business...

Compliance Control Room ManagerMUFG Bank, Ltd is seeking a highly skilled Compliance Control Room Manager to join our team. As a key member of our compliance function, you will be responsible for building and maintaining a robust conflicts of interest framework, ensuring compliance with regulatory requirements, and providing guidance to our business...

Compliance Control Room ManagerMUFG Bank, Ltd is seeking a highly skilled Compliance Control Room Manager to join our team. As a key member of our compliance function, you will be responsible for building and maintaining a robust conflicts of interest framework, ensuring compliance with regulatory requirements, and providing guidance to our business...

Wilson James have been raising standards in security, construction logistics, aviation services, and technology for over 30 years. With 5,000 employees and a presence across over 300 client sites all over the UK, we are dedicated to delivering tailored solutions and top-tier customer service. As a leading managed service provider, we prioritise safety,...

Job Description: Job Title Compliance Control Room Location London Corporate Title Associate The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring, designed to...

Job Description: Job Title Compliance Control Room Location London Corporate Title Associate The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring, designed to...

Main Purpose of the RoleThis is a high-visibility position that will be responsible for developing and implementing a comprehensive framework for managing conflicts of interest, insider lists, watch lists, material non-public information, wall crossing, and restrict list management across the EMEA region.Key ResponsibilitiesOversee the development of a...

Main Purpose of the RoleThis is a high-visibility position that will be responsible for developing and implementing a comprehensive framework for managing conflicts of interest, insider lists, watch lists, material non-public information, wall crossing, and restrict list management across the EMEA region.Key ResponsibilitiesOversee the development of a...

**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...

Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

Main Purpose of the RoleThis is a high-visibility role that will be responsible for building out the EMEA regions conflicts of interest, Insider list, Watch list, MNPI, wall crossing, Treeing and Restrict List management framework. The role will have direct exposure to all levels of the business and will be the primary contact for the CCR related tasks...

Main Purpose of the RoleThis is a high-visibility role that will be responsible for building out the EMEA regions conflicts of interest, Insider list, Watch list, MNPI, wall crossing, Treeing and Restrict List management framework. The role will have direct exposure to all levels of the business and will be the primary contact for the CCR related tasks...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

We are looking for an organised, efficient, and experienced Control Room Operator to join our security Control Room Team at Westfield Stratford City Shopping Centre, Europe's Largest Urban Shopping Centre. You will be working within a supportive team to maintain and monitor CCTV, intruder, and fire alarm panels. As a Control Room Operator at the Security...

Job Title: Compliance Control Room Specialist Job Summary: We are seeking a highly skilled Compliance Control Room Specialist to join our team in London. As a key member of our Compliance function, you will be responsible for providing specialized advice and interpretation of legal, regulatory, and compliance risk requirements related to information...

The Control Room, part of the Compliance, Conduct and Operational Risk (CCOR) organization is seeking an associate for a role in our London Office, in Canary Wharf. The Control Room is responsible for maintaining the integrity of the Firm's information barriers by monitoring and controlling the flow of information between the Firm's private side and public...