Senior Regulatory Counsel, Asset Management

3 weeks ago


London, Greater London, United Kingdom Fry and Brown Full time

A rapidly expanding financial services organisation is seeking a senior regulatory lawyer to lead regulatory matters within the asset management industry. Our client is an end-to-end solutions provider offering financial planning, asset management, and settlement services. This position will involve reviewing terms and conditions, client agreements, and cross-company guarantees, as well as providing regulatory advice and support to the legal team.

To be successful in this role, candidates must have at least 6 years of experience in regulatory law, either in private practice or a similar financial services company. Settlement and custody experience is essential, with any funds experience being a bonus. The ideal candidate will be a strong leader who can own the regulatory legal piece and drive growth within the company.

Our client has doubled in size in the last year and continues to grow, offering a unique opportunity for a senior regulatory lawyer to join a dynamic team and make a significant impact. If you are a motivated and experienced professional looking to take on a new challenge, this could be the perfect opportunity for you.



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