Regulatory Monitoring Expert
3 weeks ago
We are seeking an experienced Compliance Monitoring Officer to join our team at Gresham Hunt. As a key member of our compliance function, you will be responsible for ensuring that our clients' assets are managed in accordance with relevant regulations.
Key responsibilities will include:
- Performing compliance monitoring reviews to identify potential risks and areas for improvement
- Designing and implementing effective compliance monitoring plans to mitigate these risks
- Providing regular updates and insights to senior stakeholders on compliance-related matters
- Working collaboratively with compliance colleagues to ensure policies and procedures are implemented and maintained effectively
The ideal candidate will have at least 5 years of experience in compliance monitoring or internal audit within the asset, investment, or wealth management context. They will also require good knowledge of asset and investment management, particularly UCITS and fund products, as well as regulations such as MiFID, SMCR, Consumer Duty, and Market Abuse Regulation.
Gresham Hunt offers a competitive salary of up to £80,000 plus a comprehensive benefits package. The successful candidate will also have opportunities for internal progression, both domestically and internationally.
Candidates must be based in the UK with full right to work.
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